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Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.
Portsmouth, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F L PUTNAM INVESTMENT MANAGEMENT CO. | Independent wealth | Apr 5, 2019 | n/a | yes | Portsmouth, NH | Current employment |
| FINANCIAL FOCUS, INC. | Former SEC adviser | Aug 14, 2008 | Jul 16, 2019 | no | WOLFEBORO, NH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 7, 2004 | Jul 28, 2008 | no | PORTSMOUTH, NH|PORTSMOUTH, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL FOCUS, INC. | F L PUTNAM INVESTMENT MANAGEMENT CO. | Jul 16, 2019 | Apr 5, 2019 | -102 | Firm change after gap | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | FINANCIAL FOCUS, INC. | Jul 28, 2008 | Aug 14, 2008 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 117327:106223:NH:2019-07-16 | Jul 16, 2019 | Apr 5, 2019 | WOLFEBORO, NH | Firm change after gap |