DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 21, 2026 | n/a | yes | RED BANK, NJ | Current employment |
| TRUST ADVISORY GROUP LTD | Independent wealth | Nov 26, 2025 | Jan 22, 2026 | no | READING, MA|Holyoke, MA|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUST ADVISORY GROUP LTD | LPL FINANCIAL LLC | Jan 22, 2026 | Jan 21, 2026 | -1 | Firm change | RIA to ibd |