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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRUST ADVISORY GROUP LTD

CRD 106926

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:02d8a8a9-d4f9-cce2-ff45-456eff7085a0

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 64
Dated events: 40
On other graphs: 0
Observed: Mar 28, 2012 to Jun 17, 2026
80 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=22.0 bank_owner=false
Regulatory AUM: $314MItem 5.F on the latest filing (2026-06-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $314M
Private client RAUM: $313MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $18.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 22
Offices: 14Schedule D 1.F, beyond the principal office
Accounts: 792
Individual clients: 492
High net worth clients: 70
SEC number: 801-46919
CIK: 926106
CRD: 106926
Filings on the tape: 80
First filed: Mar 28, 2012
Latest filed: Jun 17, 2026
Organised: Corporation, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LUIGI ANTHONY ALTIERI	n/a	West Newton, MA \| BIRMINGHAM, AL	23	26	n/a	yes
WILLIAM HENRY MCCANCE	n/a	READING, MA \| BIRMINGHAM, AL	18	40	1	yes
JOSEPH P. MARSDEN	n/a	BIRMINGHAM, AL \| Holliston, MA	17	34	2	yes
AMY LORRAINE GATES	n/a	Palm Harbor, FL \| BIRMINGHAM, AL	16	28	2	yes
BERNARD EDWARD NUGENT	n/a	BIRMINGHAM, AL \| SOUTH YARMOUTH, MA	16	40	1	yes
PETER PATRICK CAHILL	n/a	BIRMINGHAM, AL \| Orange, CT	14	29	4	yes
ALAN RAY DRUCKENMILLER	n/a	BIRMINGHAM, AL \| WILBRAHAM, MA	12	19	2	yes
MARCUS BRYANT RICHARDSON	n/a	BIRMINGHAM, AL	10	26	1	yes
AMY ELLEN CLAYTON	n/a	BIRMINGHAM, AL \| Westport, CT	9	41	3	yes
ANDREW CLAYTON WYMAN	n/a	BIRMINGHAM, AL \| Chester, NJ	9	27	3	yes
WILDER DOUGLAS CARNES	n/a	NEWTOWN, CT \| BIRMINGHAM, AL	9	29	3	yes
PAUL WILFRED MAJANE	n/a	BIRMINGHAM, AL \| Sedona, AZ	9	38	2	yes
JERRY MALCOLM STUBER	n/a	BIRMINGHAM, AL \| TYBEE ISLAND, GA	9	45	2	yes
ANTHONY DAVID SPEZIALE	n/a	BIRMINGHAM, AL \| Saugus, MA	9	40	n/a	yes
MAYO M WOODWARD	n/a	BIRMINGHAM, AL	7	30	6	yes
ROBERT KELLY	n/a	BIRMINGHAM, AL \| READING, MA	7	15	n/a	no
MICHAEL THOMAS LYTLE	Chartered Financial Analyst	BIRMINGHAM, AL	4	25	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALVANO, JOHN, FRANCIS	CHIEF COMPLIANCE OFFICER	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
CARTER, JAY, WILSON	PRESIDENT, CEO	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
CHAMBLESS, ANDREW, R	GENERAL COUNSEL	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
DAVISON, STUART, ANDREW	Director	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
DUNAWAY, WILLIAM, JOHN	Director	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
LYON, CHARLES, MARTIN	Director	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
MAURER, MARK, L	Director	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
O'CONNOR, SEAN, MICHAEL	Director	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
PORZIO, JOSEPH, JOHN	CHIEF FINANCIAL OFFICER	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
RICHARDSON, MARCUS, BRYANT	CHIEF OPERATIONS OFFICER	Na	yes	09/2024	Sep 26, 2024	Dec 18, 2024
STONEX ADVISORS INC.	Owner	E	yes	09/2024	Sep 26, 2024	Dec 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AGES FINANCIAL SERVICES, LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Reading	Ma	United States	5	yes
Morristown	Nj	United States	3	yes
SOUTH YARMOUTH	Ma	United States	2	yes
Nashua	Nh	United States	2	yes
Bloomfield	Ct	United States	1	yes
Canton	Ma	United States	1	yes
Duxbury	Ma	United States	1	yes
Framingham	Ma	United States	1	yes
Haverhill	Ma	United States	1	yes
Haverhill	Ma	United States	1	yes
Holliston	Ma	United States	1	yes
Lancaster	Ma	United States	1	yes
Lexington	Ma	United States	1	no
Lexington	Ma	United States	1	no
Reading	Ma	United States	1	yes
Saugus	Ma	United States	1	yes
Sudbury	Ma	United States	1	yes
Wakefield	Ma	United States	1	yes
FAIR HAVEN	Vt	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$314M	$314M	22	22	14	n/a	n/a
2024	Mar 28, 2025	$494M	$494M	30	30	21	n/a	n/a
2023	Mar 28, 2024	$560M	$353M	43	41	40	n/a	n/a
2022	Mar 31, 2023	$500M	$305M	43	41	40	n/a	n/a
2021	Mar 31, 2022	$614M	$366M	49	44	40	n/a	n/a
2020	Mar 31, 2021	$513M	$332M	51	48	40	n/a	n/a
2019	Mar 31, 2020	$408M	$230M	52	50	40	n/a	n/a
2018	Mar 29, 2019	$312M	$304M	7	4	35	n/a	n/a
2017	Mar 29, 2018	$449M	$398M	6	3	35	n/a	n/a
2016	Mar 29, 2017	$147M	$131M	6	3	n/a	n/a	n/a
2015	Mar 23, 2016	$166M	$121M	6	3	n/a	n/a	n/a
2014	Mar 24, 2015	$181M	$136M	6	3	n/a	n/a	n/a
2013	Mar 31, 2014	$159M	$117M	6	3	n/a	n/a	n/a
2012	Mar 25, 2013	$142M	$105M	3	1	n/a	n/a	n/a
2011	Apr 2, 2012	$128M	$95.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	8	-8	47.1%	0	0	0	1	20

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$314M	$494M	-36.6%	$500M	-14.4%	22	30	14	21

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jan 12, 2026	Jan 21, 2026	READING, MA	Team lift out	RIA to ibd	9.5%
CONSOLIDATED PORTFOLIO REVIEW CORP	2	Nov 19, 2025	Dec 9, 2025	BIRMINGHAM, AL	Team lift out	RIA to RIA	9.1%
BARRETT CAPITAL PARTNERS	2	Aug 9, 2021	Jul 9, 2021	WEYMOUTH, MA	Team lift out	RIA to state RIA	5.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOURCE CAPITAL GROUP, INC.	3	Jul 24, 2017	Feb 28, 2017	WESTPORT, CT	Firm absorbed	Other	75.0%
SOURCE CAPITAL GROUP, INC.	4	Feb 6, 2017	Feb 27, 2017	WESTPORT, CT	Team lift out	Other	40.0%

Relationships

Affiliated with (1)

← STONEX ADVISORS INC.Registered adviserother investment adviser, control
factForm ADV

Registered with (47)

← MAYO M WOODWARDAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← MARCUS BRYANT RICHARDSONAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← MICHAEL THOMAS LYTLEAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← ROBERT KELLYAdvisorregistration: current employment
Aug 21, 2019 to presentfactForm ADV
← ANTHONY DAVID SPEZIALEAdvisorregistration: current employment
Aug 7, 2017 to presentfactForm ADV
← JERRY MALCOLM STUBERAdvisorregistration: current employment
Mar 23, 2017 to presentfactForm ADV
← PAUL WILFRED MAJANEAdvisorregistration: current employment
Feb 27, 2017 to presentfactForm ADV
← WILDER DOUGLAS CARNESAdvisorregistration: current employment
Feb 21, 2017 to presentfactForm ADV
← ANDREW CLAYTON WYMANAdvisorregistration: current employment
Feb 13, 2017 to presentfactForm ADV
← AMY ELLEN CLAYTONAdvisorregistration: current employment
Feb 10, 2017 to presentfactForm ADV
← ALAN RAY DRUCKENMILLERAdvisorregistration: current employment
Feb 24, 2014 to presentfactForm ADV
← PETER PATRICK CAHILLAdvisorregistration: current employment
Jun 1, 2012 to presentfactForm ADV
← BERNARD EDWARD NUGENTAdvisorregistration: current employment
Mar 31, 2010 to presentfactForm ADV
← AMY LORRAINE GATESAdvisorregistration: current employment
Mar 22, 2010 to presentfactForm ADV
← JOSEPH P. MARSDENAdvisorregistration: current employment
Apr 29, 2009 to presentfactForm ADV
← WILLIAM HENRY MCCANCEAdvisorregistration: current employment
Oct 23, 2007 to presentfactForm ADV
← LUIGI ANTHONY ALTIERIAdvisorregistration: current employment
Jan 29, 2003 to presentfactForm ADV
← John Francis CalvanoAdvisorregistration: previous registration
Dec 17, 2024 to Apr 1, 2026factForm ADV
← MICHAEL JAY DWORETSKYAdvisorregistration: previous registration
Feb 17, 2017 to Jan 22, 2026factForm ADV
← Nicole E BondellioAdvisorregistration: previous registration
Nov 26, 2025 to Jan 22, 2026factForm ADV
← SAMUEL FRANCIS GRANTAdvisorregistration: previous registration
Jul 21, 2020 to Jan 12, 2026factForm ADV
← THOMAS DONALD BACONAdvisorregistration: previous registration
May 3, 2001 to Nov 21, 2025factForm ADV
← STANLEY BERNARD STARRAdvisorregistration: previous registration
Jan 1, 1996 to Nov 19, 2025factForm ADV
← LAWRENCE ANTHONY FARETTAAdvisorregistration: previous registration
Aug 15, 1997 to Nov 10, 2025factForm ADV
← ERIC RICHARD MAJKAAdvisorregistration: previous registration
Jan 15, 2020 to Nov 10, 2025factForm ADV
← Anthony D McMullenAdvisorregistration: previous registration
Jun 30, 2020 to May 28, 2025factForm ADV
← Ian Joseph TollefsenAdvisorregistration: previous registration
Jul 28, 2021 to May 19, 2025factForm ADV
← Peter HoffmanAdvisorregistration: previous registration
Apr 5, 2010 to Apr 23, 2025factForm ADV
← EUGENE THOMAS CINDRICHAdvisorregistration: previous registration
May 27, 2009 to Feb 27, 2025factForm ADV
← Lauren Elizabeth TullosAdvisorregistration: previous registration
Mar 27, 2023 to Feb 27, 2025factForm ADV
and 17 more

Moved with (4)

→ CONSOLIDATED PORTFOLIO REVIEW CORPRegistered adviser2 advisors, team lift out
Nov 19, 2025 to Dec 9, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Feb 27, 2025 to Jun 5, 2025factForm ADV
→ BARRETT CAPITAL PARTNERSRegistered adviser2 advisors, team lift out, same day
Aug 9, 2021 to Jul 9, 2021factForm ADV
← SOURCE CAPITAL GROUP, INC.Registered adviser3 advisors, firm absorbed, same day
Jul 24, 2017 to Feb 28, 2017factForm ADV

Controls (11)

← PORZIO, JOSEPH, JOHNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← CALVANO, JOHN, FRANCISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← STONEX ADVISORS INC.OwnerOWNER, ownership code E, domestic entity
Sep 26, 2024 to Dec 18, 2024factForm ADV
← CARTER, JAY, WILSONOwnerPRESIDENT, CEO, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← O'CONNOR, SEAN, MICHAELOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← RICHARDSON, MARCUS, BRYANTOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← LYON, CHARLES, MARTINOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← MAURER, MARK, LOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← CHAMBLESS, ANDREW, ROwnerGENERAL COUNSEL, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← DUNAWAY, WILLIAM, JOHNOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV
← DAVISON, STUART, ANDREWOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2024 to Dec 18, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 1, 2026
Advisor changed firm
John Francis Calvano left Trust Advisory Group Ltd for Axient Investment Advisors Llc (registered 2026-04-23)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2026
Advisor headcount changed
Trust Advisory Group Ltd reported 16 state-registered advisory representatives, down from 30 (2025-09-09 to 2026-03-25)
Form ADVobserved 4 days ago
-14 IARS
Occurred
Mar 25, 2026
Regulatory AUM changed
Trust Advisory Group Ltd reported RAUM $313.5M, down 37% from $494.4M (2025-09-09 to 2026-03-25)
Form ADVobserved 4 days ago
$-181M
Occurred
Jan 22, 2026
Advisor changed firm
Nicole E Bondellio left Trust Advisory Group Ltd for Lpl Financial Llc (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Jan 22, 2026
Advisor changed firm
Michael Jay Dworetsky left Trust Advisory Group Ltd for Lpl Financial Llc (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Jan 12, 2026
Team lift-out
2 advisors left Trust Advisory Group LTD (Reading, MA) for LPL Financial LLC within 10 days
Form ADVobserved 2 days ago
2 advisors
Occurred
Jan 12, 2026
Advisor changed firm
Samuel Francis Grant left Trust Advisory Group Ltd for Lpl Financial Llc (registered 2026-01-13)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2025
Advisor changed firm
Thomas Donald Bacon left Trust Advisory Group Ltd for Consolidated Portfolio Review Corp (registered 2025-12-09)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2025
Team lift-out
2 advisors left Trust Advisory Group LTD (Birmingham, AL) for Consolidated Portfolio Review Corp within 2 days
Form ADVobserved 3 days ago
2 advisors
Occurred
Nov 19, 2025
Advisor changed firm
Stanley Bernard Starr left Trust Advisory Group Ltd for Consolidated Portfolio Review Corp (registered 2025-11-26)
Form ADVobserved 4 days ago
Occurred
Nov 10, 2025
Advisor changed firm
Eric Richard Majka left Trust Advisory Group Ltd for Lpl Financial Llc (registered 2025-11-06)
Form ADVobserved 4 days ago
Occurred
Nov 10, 2025
Advisor changed firm
Lawrence Anthony Faretta left Trust Advisory Group Ltd for Lpl Financial Llc (registered 2025-11-06)
Form ADVobserved 4 days ago
Occurred
May 28, 2025
Advisor changed firm
Anthony D Mcmullen left Trust Advisory Group Ltd for Consolidated Portfolio Review Corp (registered 2025-06-11)
Form ADVobserved 4 days ago
Occurred
May 19, 2025
Advisor changed firm
Ian Joseph Tollefsen left Trust Advisory Group Ltd for Consolidated Portfolio Review Corp (registered 2025-06-11)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2025
Advisor changed firm
Peter Hoffman left Trust Advisory Group Ltd for Astoria Portfolio Advisors Llc (registered 2025-05-19)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2025
Advisor changed firm
Eugene Thomas Cindrich left Trust Advisory Group Ltd for Cambridge Investment Research Advisors, Inc. (registered 2025-06-05)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2025
Advisor changed firm
Lauren Elizabeth Tullos left Trust Advisory Group Ltd for Cambridge Investment Research Advisors, Inc. (registered 2025-02-27)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2024
Advisor changed firm
Paul Richard Himmelstein left Trust Advisory Group Ltd for Ibn Financial Services, Inc (registered 2025-01-03)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2024
Advisor changed firm
William Francis Bonk left Trust Advisory Group Ltd for Ibn Financial Services, Inc (registered 2024-10-17)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2024
Advisor changed firm
George Robert Gagliardi left Trust Advisory Group Ltd for Astoria Portfolio Advisors Llc (registered 2024-10-17)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person left
Henry William Mccance (President) no longer on Schedule A of Trust Advisory Group Ltd (listed 2024-03-28, absent 2024-09-26)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person left
Marie Susan Lemoine (Principal) no longer on Schedule A of Trust Advisory Group Ltd (listed 2024-03-28, absent 2024-09-26)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
John Joseph Porzio (Chief Financial Officer) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
Bryant Marcus Richardson (Chief Operations Officer) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
Wilson Jay Carter (President, Ceo) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
John William Dunaway (Director) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
Martin Charles Lyon (Director) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
Michael Sean O'Connor (Director) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
Francis John Calvano (Chief Compliance Officer) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
L Mark Maurer (Director) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
R Andrew Chambless (General Counsel) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 26, 2024
Control person joined
Andrew Stuart Davison (Director) appeared on Schedule A of Trust Advisory Group Ltd
Form ADVobserved 4 days ago
Occurred
Sep 16, 2024
Advisor changed firm
Wendy Lesa Gipson-Fitzpatrick left Trust Advisory Group Ltd for Alden Investment Group (registered 2024-09-13)
Form ADVobserved 4 days ago
Occurred
May 13, 2024
Advisor changed firm
James Robert Scott left Trust Advisory Group Ltd for Alden Investment Group (registered 2024-05-09)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Advisor changed firm
Thomas Colgate Pyle left Trust Advisory Group Ltd for Ibn Financial Services, Inc (registered 2024-04-01)
Form ADVobserved 4 days ago
Occurred
Oct 30, 2023
Advisor changed firm
Kyle Thomas Kadish left Trust Advisory Group Ltd for Ibn Advisory Services, Inc. (registered 2023-10-30)
Form ADVobserved 4 days ago
Occurred
Dec 14, 2022
Advisor changed firm
Michael Otis Schulitz left Trust Advisory Group Ltd for Rmc Investment Advisors (registered 2024-02-05)
Form ADVobserved 4 days ago

Show 3 bookkeeping events

Occurred
Mar 25, 2026
Trust Advisory Group Ltd reported 14 offices beyond its principal office, down from 21 (2025-09-09 to 2026-03-25)
Occurred
Mar 28, 2025
Trust Advisory Group Ltd reported 30 state-registered advisory representatives, down from 43 (2025-03-03 to 2025-03-28)
Occurred
Mar 28, 2025
Trust Advisory Group Ltd reported 21 offices beyond its principal office, down from 40 (2025-03-03 to 2025-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02d8a8a9-d4f9-cce2-ff45-456eff7085a0
First observed: Mar 28, 2012
Last observed: Jun 17, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUST ADVISORY GROUP LTD

CRD 106926

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02d8a8a9-d4f9-cce2-ff45-456eff7085a0

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LUIGI ANTHONY ALTIERI

n/a

West Newton, MA | BIRMINGHAM, AL

n/a

yes

WILLIAM HENRY MCCANCE

n/a

READING, MA | BIRMINGHAM, AL

yes

JOSEPH P. MARSDEN

n/a

BIRMINGHAM, AL | Holliston, MA

yes

AMY LORRAINE GATES

n/a

Palm Harbor, FL | BIRMINGHAM, AL

yes

BERNARD EDWARD NUGENT

n/a

BIRMINGHAM, AL | SOUTH YARMOUTH, MA

yes

PETER PATRICK CAHILL

n/a

BIRMINGHAM, AL | Orange, CT

yes

ALAN RAY DRUCKENMILLER

n/a

BIRMINGHAM, AL | WILBRAHAM, MA

yes

MARCUS BRYANT RICHARDSON

n/a

BIRMINGHAM, AL

yes

AMY ELLEN CLAYTON

n/a

BIRMINGHAM, AL | Westport, CT

yes

ANDREW CLAYTON WYMAN

n/a

BIRMINGHAM, AL | Chester, NJ

yes

WILDER DOUGLAS CARNES

n/a

NEWTOWN, CT | BIRMINGHAM, AL

yes

PAUL WILFRED MAJANE

n/a

BIRMINGHAM, AL | Sedona, AZ

yes

JERRY MALCOLM STUBER

n/a

BIRMINGHAM, AL | TYBEE ISLAND, GA

yes

ANTHONY DAVID SPEZIALE

n/a

BIRMINGHAM, AL | Saugus, MA

n/a

yes

MAYO M WOODWARD

n/a

BIRMINGHAM, AL

yes

ROBERT KELLY

n/a

BIRMINGHAM, AL | READING, MA

n/a

MICHAEL THOMAS LYTLE

Chartered Financial Analyst

BIRMINGHAM, AL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALVANO, JOHN, FRANCIS

CHIEF COMPLIANCE OFFICER

yes

09/2024

Sep 26, 2024

Dec 18, 2024

CARTER, JAY, WILSON

PRESIDENT, CEO

yes

09/2024

Sep 26, 2024

Dec 18, 2024

CHAMBLESS, ANDREW, R

GENERAL COUNSEL

yes

09/2024

Sep 26, 2024

Dec 18, 2024

DAVISON, STUART, ANDREW

Director

yes

09/2024

Sep 26, 2024

Dec 18, 2024

DUNAWAY, WILLIAM, JOHN

Director

yes

09/2024

Sep 26, 2024

Dec 18, 2024

LYON, CHARLES, MARTIN

Director

yes

09/2024

Sep 26, 2024

Dec 18, 2024

MAURER, MARK, L

Director

yes

09/2024

Sep 26, 2024

Dec 18, 2024

O'CONNOR, SEAN, MICHAEL

Director

yes

09/2024

Sep 26, 2024

Dec 18, 2024

PORZIO, JOSEPH, JOHN

CHIEF FINANCIAL OFFICER

yes

09/2024

Sep 26, 2024

Dec 18, 2024

RICHARDSON, MARCUS, BRYANT

CHIEF OPERATIONS OFFICER

yes

09/2024

Sep 26, 2024

Dec 18, 2024

STONEX ADVISORS INC.

Owner

yes

09/2024

Sep 26, 2024

Dec 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AGES FINANCIAL SERVICES, LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Reading

United States

yes

Morristown

United States

yes

SOUTH YARMOUTH

United States

yes

Nashua

United States

yes

Bloomfield

United States

yes

Canton

United States

yes

Duxbury

United States

yes

Framingham

United States

yes

Haverhill

United States

yes

Haverhill

United States

yes

Holliston

United States

yes

Lancaster

United States

yes

Lexington

United States

Lexington

United States

Reading

United States

yes

Saugus

United States

yes

Sudbury

United States

yes

Wakefield

United States

yes

FAIR HAVEN

United States

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$314M

n/a

2024

Mar 28, 2025

$494M

n/a

2023

Mar 28, 2024

$560M

$353M

n/a

2022

Mar 31, 2023

$500M

$305M

n/a

2021

Mar 31, 2022

$614M

$366M

n/a

2020

Mar 31, 2021

$513M

$332M

n/a

2019

Mar 31, 2020

$408M

$230M

n/a

2018

Mar 29, 2019

$312M

$304M

n/a

2017

Mar 29, 2018

$449M

$398M

n/a

2016

Mar 29, 2017

$147M

$131M

n/a

2015

Mar 23, 2016

$166M

$121M

n/a

2014

Mar 24, 2015

$181M

$136M

n/a

2013

Mar 31, 2014

$159M

$117M

n/a

2012

Mar 25, 2013

$142M

$105M

n/a

2011

Apr 2, 2012

$128M

$95.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-8

47.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$314M

$494M

-36.6%

$500M

-14.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jan 12, 2026

Jan 21, 2026

READING, MA

Team lift out

RIA to ibd

9.5%

CONSOLIDATED PORTFOLIO REVIEW CORP

Nov 19, 2025

Dec 9, 2025

BIRMINGHAM, AL

Team lift out

RIA to RIA

9.1%

BARRETT CAPITAL PARTNERS

Aug 9, 2021

Jul 9, 2021

WEYMOUTH, MA

Team lift out

RIA to state RIA

5.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOURCE CAPITAL GROUP, INC.

Jul 24, 2017

Feb 28, 2017

WESTPORT, CT

Firm absorbed

Other

75.0%

SOURCE CAPITAL GROUP, INC.

Feb 6, 2017

Feb 27, 2017

WESTPORT, CT

Team lift out

Other

40.0%