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RIA / WealthAdvisor19 years in industry

JEREMY JUSTIN GATES

Advisor at GATES INTEGRATED FINANCIAL & TAX, LLC

WESTFIELD, IN

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Search this name across graphsid dfx:ria:2e39a818-00a7-38c5-307d-ed23168ca6f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATES INTEGRATED FINANCIAL & TAX, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Apr 11, 2007
First registration: Apr 12, 2007
Dual registered: no
Other names: JJ GATES|Jeremy J Gates|Jeremy Gates
IAPD individual key: 4862229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATES INTEGRATED FINANCIAL & TAX, LLC	State registered	Aug 6, 2026	n/a	yes	WESTFIELD, IN	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	Jun 4, 2026	no	NOBLESVILLE, IN	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Dec 13, 2023	Sep 5, 2025	no	DALLAS, TX\|Noblesville, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 29, 2007	Sep 25, 2009	no	FISHERS (INDIANAPOLIS), IN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 13, 2007	May 22, 2007	no	MESA, AZ	Previous registration
CLARITY FINANCIAL PLANNING, P.C.	n/a	Apr 12, 2007	Jun 26, 2007	no	MESA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	GATES INTEGRATED FINANCIAL & TAX, LLC	Jun 4, 2026	Aug 6, 2026	63	Firm change	Ibd to state RIA
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	AVANTAX ADVISORY SERVICES	Sep 25, 2009	Dec 13, 2023	5,192	Firm change after gap	Ibd to ibd
CLARITY FINANCIAL PLANNING, P.C.	CETERA INVESTMENT ADVISERS LLC	Jun 26, 2007	Apr 13, 2007	-74	Firm change after gap	Other
CETERA INVESTMENT ADVISERS LLC	CHARLES SCHWAB & CO., INC.	May 22, 2007	Aug 29, 2007	99	Firm change	Other

Relationships

Registered with (5)

→ GATES INTEGRATED FINANCIAL & TAX, LLCRegistered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 5, 2025 to Jun 4, 2026factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 13, 2023 to Sep 5, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 29, 2007 to Sep 25, 2009factForm ADV
→ CLARITY FINANCIAL PLANNING, P.C.Registered adviserregistration: previous registration
Apr 12, 2007 to Jun 26, 2007factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
Jeremy Justin Gates left Cetera Investment Advisers Llc for Gates Integrated Financial & Tax, Llc (registered 2026-08-06)
Form ADVobserved 5 days ago