DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• J••••• G••••

G•••• I••••••••• F•••••••• • T••• L••state registeredWestfield, InIA-onlyIAPD 4862229

Feed of 09/14/2026

Also filed as Jj G••••

At current firm

0 y

since Aug 6, 2026

In the industry

19 y

since Apr 11, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••• I••••••••• F•••••••• • T••• L•• state registered current
since Aug 6, 2026 · Westfield, In
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Jun 4, 2026 · Noblesville, In
A•••••• A••••••• S••••••• former
Dec 13, 2023 to Sep 5, 2025 · Dallas, Tx
C•••••• S••••• • C••• I••• national BD
Aug 29, 2007 to Sep 25, 2009 · Fishers (Indianapolis), In
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 13, 2007 to May 22, 2007 · Mesa, Az
C•••••• F•••••••• P•••••••• P••• unclassified
Apr 12, 2007 to Jun 26, 2007 · Mesa, Az

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to G•••• I••••••••• F•••••••• • T••• L••
left Jun 4, 2026, registered Aug 6, 2026 (63 days) · Affiliated broker-dealer or bank to a state-registered adviser
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to A•••••• A••••••• S•••••••
left Sep 25, 2009, registered Dec 13, 2023 (5192 days) · Affiliated broker-dealer or bank to another
C•••••• F•••••••• P•••••••• P••• to C••••• I••••••••• A••••••• L••
left Jun 26, 2007, registered Apr 13, 2007 (-74 days) · Other
C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left May 22, 2007, registered Aug 29, 2007 (99 days) · Other

Signals

J••••• J••••• G•••• left C••••• I••••••••• A••••••• L•• for G•••• I••••••••• F•••••••• • T••• L•• (registered 2026-08-06)
Jun 4, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address