DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W••••• E••••••••• A••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• E••••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | May 16, 2025 | n/a | yes | PLYMOUTH, MN|PHILADELPHIA, PA|NORTHFIELD, NJ | Current employment |
| M••••• W•••••• L•• | Former SEC adviser | Sep 8, 2021 | May 20, 2025 | no | Philadelphia, PA|CLEVELAND, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• W•••••• L•• | W••••• E••••••••• A••••••• S•••••••• L•• | May 20, 2025 | May 16, 2025 | -4 | Bulk transfer | RIA to ibd |
| F•••••••• A•••••••• L•• | M••••• W•••••• L•• | Dec 31, 2021 | Sep 8, 2021 |
| F•••••••• A•••••••• L•• | n/a | Oct 22, 2020 | Dec 31, 2021 | no | EXTON, PA | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Jul 21, 2010 | Sep 1, 2021 | no | HORSHAM, PA|HORSHAM, PA|EXTON, PA | Previous registration |
| -114 |
| Firm change after gap |
| Other |
| C••••••••• F•••••••• N•••••• | F•••••••• A•••••••• L•• | Sep 1, 2021 | Oct 22, 2020 | -314 | Firm change after gap | Other |