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M••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

M••••• W•••••• L••

CRD 134628

CLEVELAND, OH

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Search this name across graphsid dfx:ria:c6919631-4d02-9128-4376-5cd24cf4ba5f

Data as of May 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 69
Dated events: 19
On other graphs: 3
Observed: Mar 30, 2012 to May 19, 2025
84 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••• W•••••• L••

Intermediary · shared crd

Allocatorsidentity

M••••• W•••••• L••

Investment consultant · shared crd

Family Officesidentity

record e010f531

shared cik

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.0BItem 5.F on the latest filing (2025-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $2.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••••• D•••••	MANAGING DIRECTOR, PARTNER	A	yes	12/2006	Mar 30, 2012	Dec 5, 2024
B•••••• D••••• C••••	Member	C	yes	10/2024	Nov 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• I•••••••• S•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hartford	Ct	United States	3	no
Chesterfield	Mo	United States	2	no
Melville	NY	United States	2	no
Akron	Oh	United States	2	no
BLUE BELL	Pa

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$3.0B	$2.6B	15.4%	$2.0B	13.4%	38	40	11	12

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••• W••••• M••••••••• L••	3	Oct 2, 2020	Sep 22, 2020	WEST HAVEN, CT	Firm absorbed	Other	100.0%
C•••••••• F•••••••• G•••• A•••••••	2	Jan 27, 2020

Relationships

Registered with (49)

← Eric WulffAdvisorregistration: previous registration
Dec 18, 2006 to Jul 14, 2025factForm ADV
← R••••• Ernest C••••Advisorregistration: previous registration
Feb 7, 2020 to May 20, 2025factForm ADV
← Peter Edward HoffmannAdvisorregistration: previous registration
Jul 20, 2021 to May 20, 2025factForm ADV
← Charles P Hoffmann

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 1, 2025
Left the SEC roster
M••••• W•••••• L•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $3.0B)
Form ADVobserved 6 days ago
$3.0B
Occurred
Jul 14, 2025
Advisor changed firm
Eric Wulff left M••••• W•••••• L•• for Wealth Enhancement Advisory Services, Llc (registered 2025-05-16)
Form ADVobserved 6 days ago
Occurred
Apr 16, 2025
Advisor changed firm
Brian J Forneris left M••••• W•••••• L•• for Raymond James & Associates, Inc. (registered 2025-06-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6919631-4d02-9128-4376-5cd24cf4ba5f
First observed: Mar 30, 2012
Last observed: May 19, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2024	Mar 13, 2025	$3.0B	$2.9B	38	38	12	n/a	n/a
2023	Feb 26, 2024	$2.6B	$2.5B	40	38	12	n/a	n/a
2022	Mar 7, 2023	$2.3B	$2.2B	34	34	11	n/a	n/a
2021	Mar 14, 2022	$2.0B	$2.0B	33	33	11	n/a	n/a
2020	Mar 4, 2021	$1.3B	$1.3B	22	22	9	n/a	n/a
2019	Mar 30, 2020	$1.0B	$1.0B	29	20	5	n/a	n/a
2018	Mar 27, 2019	$709M	$704M	16	12	3	n/a	n/a
2017	Mar 29, 2018	$860M	$697M	14	10	3	n/a	n/a
2016	Mar 13, 2017	$505M	$382M	8	6	n/a	n/a	n/a
2015	Mar 29, 2016	$453M	$324M	7	6	n/a	n/a	n/a
2014	Mar 26, 2015	$394M	$299M	8	6	n/a	n/a	n/a
2013	Mar 28, 2014	$326M	$272M	7	6	n/a	n/a	n/a
2012	Mar 12, 2013	$228M	$210M	5	4	n/a	n/a	n/a
2011	Mar 30, 2012	$198M	$191M	n/a	n/a	n/a	n/a	n/a