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RIA / WealthAdvisor31 years in industry

CHARLES ANDERSON CUMBER

Advisor at SIMPLICITY WEALTH

Albuquerque, NM | SUMMIT, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 24, 1994
First registration: Sep 5, 2012
Dual registered: no
Other names: CHARLES ANDERSON CUMBER
IAPD individual key: 2514669

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Feb 12, 2025	n/a	yes	Albuquerque, NM\|SUMMIT, NJ	Current employment
UNION CAPITAL COMPANY	Independent wealth	May 4, 2018	Feb 5, 2025	no	Albuquerque, NM\|TUCSON, AZ\|TUCSON, AZ	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Apr 20, 2017	Oct 10, 2017	no	Albuquerque, NM\|URBANDALE, IA\|Albuquerque, NM	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 26, 2016	Mar 3, 2017	no	ALBUQUERQUE, NM\|TUCSON, AZ\|EL PASO, TX	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 5, 2012	Mar 3, 2016	no	Albuquerque, NM\|Albuquerque, NM\|ALBUQUERQUE, NM\|Albuquerque, NM\|Albuquerque, NM\|Albuquerque, NM\|Albuquerque, NM\|LAS CRUCES, NM\|Las Cruces, NM\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|Albuquerque, NM\|GRANTS, NM\|TAOS, NM\|Taos, NM\|ALBUQUERQUE, NM\|EL PRADO, NM\|Santa Fe, NM\|Gallup, NM\|Albuquerque, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNION CAPITAL COMPANY	SIMPLICITY WEALTH	Feb 5, 2025	Feb 12, 2025	7	Firm change	Other
INTEGRITY ALLIANCE, LLC	UNION CAPITAL COMPANY	Oct 10, 2017	May 4, 2018	206	Firm change	Other
WELLS FARGO ADVISORS	INTEGRITY ALLIANCE, LLC	Mar 3, 2017	Apr 20, 2017	48	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	Mar 3, 2016	Apr 26, 2016	54	Firm change	Other

Relationships

Registered with (5)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ UNION CAPITAL COMPANYRegistered adviserregistration: previous registration
May 4, 2018 to Feb 5, 2025factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Apr 20, 2017 to Oct 10, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 26, 2016 to Mar 3, 2017factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 5, 2012 to Mar 3, 2016factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
Charles Anderson Cumber left Union Capital Company for Simplicity Wealth (registered 2025-02-12)
Form ADVobserved 5 days ago