DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Anderson Cumber
Feed of 09/15/2026
Also filed as Charles Anderson Cumber
At current firm
1 y
since Feb 12, 2025
In the industry
31 y
since Oct 24, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Simplicity Wealth mixed wealth currentsince Feb 12, 2025 · Albuquerque, Nm
- Union Capital Company independent RIAMay 4, 2018 to Feb 5, 2025 · Albuquerque, Nm
- Integrity Alliance, LLC BD affiliatedApr 20, 2017 to Oct 10, 2017 · Albuquerque, Nm
- Wells Fargo Advisors wirehouseApr 26, 2016 to Mar 3, 2017 · Albuquerque, Nm
- U.S. Bancorp Investments, Inc. formerSep 5, 2012 to Mar 3, 2016 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- Union Capital Company to Simplicity Wealthleft Feb 5, 2025, registered Feb 12, 2025 (7 days) · Other
- Integrity Alliance, LLC to Union Capital Companyleft Oct 10, 2017, registered May 4, 2018 (206 days) · Other
- Wells Fargo Advisors to Integrity Alliance, LLCleft Mar 3, 2017, registered Apr 20, 2017 (48 days) · Other
- U.S. Bancorp Investments, Inc. to Wells Fargo Advisorsleft Mar 3, 2016, registered Apr 26, 2016 (54 days) · Other
Signals
- Charles Anderson Cumber left Union Capital Company for Simplicity Wealth (registered 2025-02-12)Feb 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address