This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Apr 21, 2017

First registration

Nov 27, 2019

Dual registered

yes, broker-dealer

Other names

Asad Elmi|ASAD ABDULLAHI ELMI

IAPD individual key

6436512

• Occurred

  May 20, 2022
  Advisor changed firm

  Asad A Elmi left Charles Schwab & Co., Inc. for Putnam Investment Management, Llc (registered 2022-07-07)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2e4d615e-46e5-cacd-8fa9-f3c5be943192

First observed

Nov 27, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.