DFX Intelligence

M••• W••••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M••• W••••••• A••••••••

Advisor at U•• F•••••••• S••••••• I•••

BOSTON, MA | Naples, FL

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Search this name across graphsid dfx:ria:2e501832-93b3-176e-bf86-d955e3d8114a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 23, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jun 22, 2023	n/a	yes	BOSTON, MA\|Naples, FL	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Aug 28, 2012	Jun 29, 2023	no	BOSTON, MA\|SAN FRANCISCO, CA\|Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	U•• F•••••••• S••••••• I•••	Jun 29, 2023	Jun 22, 2023	-7	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• P•••••• W••••• A••••••• L••	Feb 21, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:8174:MA:2023-06-29	Jun 29, 2023	Jun 22, 2023	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Jun 22, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Aug 28, 2012 to Jun 29, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 11, 2000 to Feb 21, 2012factForm ADV

Dated events

Occurred
Jun 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e501832-93b3-176e-bf86-d955e3d8114a
First observed: Apr 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.