DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at N••••••• A•••••••• L••
ST. GEORGE, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••• A•••••••• L•• | State registered | Feb 14, 2024 | n/a | yes | ST. GEORGE, UT | Current employment |
| P••••• A••••••• G••••• L•• | Former SEC adviser | Jan 11, 2017 | Mar 29, 2024 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••• A••••••• G••••• L•• | N••••••• A•••••••• L•• | Mar 29, 2024 | Feb 14, 2024 | -44 | Firm change after gap | RIA to state RIA |
| H•••••• T••••••• • K•••• L•• | P••••• A••••••• G••••• L•• | Jan 10, 2017 |
| Previous registration |
| H•••••• T••••••• • K•••• L•• | Independent wealth | Aug 24, 2015 | Jan 10, 2017 | no | ST GEORGE, UT | Previous registration |
| 1 |
| Firm change |
| Other |