RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• D•••• A•••••••
- N••••••• A•••••••• L•• state registered currentsince Feb 14, 2024 · St. George, Ut
- P••••• A••••••• G••••• L•• formerJan 11, 2017 to Mar 29, 2024 · St. George, Ut
- H•••••• T••••••• • K•••• L•• independent RIAAug 24, 2015 to Jan 10, 2017 · St George, Ut
- P••••• A••••••• G••••• L•• to N••••••• A•••••••• L••left Mar 29, 2024, registered Feb 14, 2024 (-44 days) · RIA to a state-registered adviser
- H•••••• T••••••• • K•••• L•• to P••••• A••••••• G••••• L••left Jan 10, 2017, registered Jan 11, 2017 (1 days) · Other
- K••••• D•••• A••••••• left P••••• A••••••• G••••• L•• for N••••••• A•••••••• L•• (registered 2024-02-14)Mar 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address