This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NASDAQ DORSEY WRIGHT

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 12, 2021

First registration

Sep 15, 2021

Dual registered

yes, broker-dealer

IAPD individual key

7260754

• Occurred

  Oct 2, 2024
  Advisor changed firm

  Pranay Dureja left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Nasdaq Dorsey Wright (registered 2026-01-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2e5bc1cd-d539-ceea-ed67-9ea8dfd9fe73

First observed

Sep 15, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.