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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CHRISTOPHER SCOTT O'GRADY

Advisor at ABSOLUTE INVESTMENT ADVISERS, LLC

Wayne, PA | ROSEMARY BEACH, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ABSOLUTE INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 12, 1993
First registration: Apr 3, 2000
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER SCOTT OGRADY|CHRISTOPHER OGRADY|CHRIS O'GRADY|CHRISTOPHER SCOTT OGRADY|CHRISTOPHER SCOTT O'GRADY|Chris OGrady
IAPD individual key: 2103445

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ABSOLUTE INVESTMENT ADVISERS, LLC	Asset manager	Jul 12, 2024	n/a	yes	Wayne, PA\|ROSEMARY BEACH, FL	Current employment
DAKOTA INVESTMENTS, LLC	Asset manager	Jan 4, 2018	Oct 12, 2023	no	BRYN MAWR, PA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Sep 5, 2002	Dec 3, 2002	no	CHICAGO, IL	Previous registration
BANC OF AMERICA SECURITIES LLC	n/a	Apr 3, 2000	Jul 26, 2002	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DAKOTA INVESTMENTS, LLC	ABSOLUTE INVESTMENT ADVISERS, LLC	Oct 12, 2023	Jul 12, 2024	274	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	DAKOTA INVESTMENTS, LLC	Dec 3, 2002	Jan 4, 2018	5,511	Firm change after gap	Other
BANC OF AMERICA SECURITIES LLC	DEUTSCHE BANK SECURITIES INC.	Jul 26, 2002	Sep 5, 2002	41	Firm change	Other

Relationships

Registered with (4)

→ ABSOLUTE INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Jul 12, 2024 to presentfactForm ADV
→ DAKOTA INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 4, 2018 to Oct 12, 2023factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Sep 5, 2002 to Dec 3, 2002factForm ADV
→ BANC OF AMERICA SECURITIES LLCRegistered adviserregistration: previous registration
Apr 3, 2000 to Jul 26, 2002factForm ADV

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
Christopher Scott O'Grady left Dakota Investments, Llc for Absolute Investment Advisers, Llc (registered 2024-07-12)
Form ADVobserved 5 days ago