RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• S•••• O••••••
- A••••••• I••••••••• A•••••••• L•• asset manager currentsince Jul 12, 2024 · Wayne, Pa
- D••••• I••••••••• L•• asset managerJan 4, 2018 to Oct 12, 2023 · Bryn Mawr, Pa
- D••••••• B••• S••••••••• I••• no RAUMSep 5, 2002 to Dec 3, 2002 · Chicago, Il
- B••• O• A•••••• S••••••••• L•• unclassifiedApr 3, 2000 to Jul 26, 2002 · Chicago, Il
- D••••• I••••••••• L•• to A••••••• I••••••••• A•••••••• L••left Oct 12, 2023, registered Jul 12, 2024 (274 days) · Other
- D••••••• B••• S••••••••• I••• to D••••• I••••••••• L••left Dec 3, 2002, registered Jan 4, 2018 (5511 days) · Other
- B••• O• A•••••• S••••••••• L•• to D••••••• B••• S••••••••• I•••left Jul 26, 2002, registered Sep 5, 2002 (41 days) · Other
- C••••••••• S•••• O•••••• left D••••• I••••••••• L•• for A••••••• I••••••••• A•••••••• L•• (registered 2024-07-12)Oct 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address