DFX Intelligence

M••••• I••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

M••••• I••••••••• G••••

M••••••• L•••••••••, J••• F••••••••, CRD 310936

PUEBLA

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Search this name across graphsid dfx:ria:2e5e1a6e-0314-0a76-6e18-726a216f910c

Data as of Jan 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2020 to Jan 13, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $41.6M••• Locked
Discretionary RAUM: $41.6M
Private client RAUM: $41.6Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• L••••••••• J•••• F••••••••	CHIEF COMPLIANCE OFFICER AND SOLE PROPRIETOR	E	yes	01/2010	Sep 14, 2020	Jan 11, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 13, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41.6M	$35.8M	16.3%	$26.5M	16.3%	1	1	0	0

Relationships

Controls (1)

← M••••••• L••••••••• J•••• F••••••••OwnerCHIEF COMPLIANCE OFFICER AND SOLE PROPRIETOR, ownership code E, individual
Sep 14, 2020 to Jan 11, 2024factForm ADV

Dated events

Occurred
Sep 14, 2020
First Form ADV filing
M••••• I••••••••• G•••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e5e1a6e-0314-0a76-6e18-726a216f910c
First observed: Sep 14, 2020
Last observed: Jan 13, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.