DFX Intelligence
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M••••• I••••••••• G••••
Independent wealth managerSEC-registered· Puebla
Independent wealth manager, based in Puebla, reporting $41.6M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $41.6M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +16%
- Private clients
- 100% of RAUM, $41.6M
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $35.8MRAUM now $41.6M
- Contact points 1
Every filed figure, and the identifiersCRD 310936 · SEC 801-119628 · 9 filingsShowHide
CRD 310936SEC 801-119628Legal name M••••••• L••••••••• J••• F••••••••First filing on the tape Sep 14, 2020, latest Jan 13, 2026SEC status approved since Nov 25, 2020IAPD
RAUM
$41.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$41.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$41.6M as of Jan 13, 2026
Jan 4, 2021$23.6M then
HNW client RAUM$38.5M as of Jan 13, 2026
Jan 4, 2021$21.9M then
State-registered IARs (5.B.3)0 as of Jan 13, 2026
Jan 4, 20210 then
Employees (5.A)1 as of Jan 13, 2026
Jan 4, 20211 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.1%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$38.5M92%
- Individuals$3.2M7.6%
- Individual clients
- 10reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• L••••••••• J•••• F•••••••• · Chief Compliance Officer And Sole Proprietorcontrolsince 01/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 32 to 31Jan 9, 2025 to Jan 13, 2026
- HNW clients · 22 to 21Jan 9, 2025 to Jan 13, 2026
- Discretionary RAUM · $35.8M to $41.6MJan 9, 2025 to Jan 13, 2026
- HNW RAUM · $33.3M to $38.5MJan 9, 2025 to Jan 13, 2026
- Individual RAUM · $2.4M to $3.2MJan 9, 2025 to Jan 13, 2026
- RAUM · $35.8M to $41.6MJan 9, 2025 to Jan 13, 2026
- Accounts · 34 to 32Jan 11, 2024 to Jan 9, 2025
- HNW clients · 23 to 22Jan 11, 2024 to Jan 9, 2025
- Individual clients · 11 to 10Jan 11, 2024 to Jan 9, 2025
- Financial planning clients · unset to Jan 11, 2024 to Jan 9, 2025
- HQ state · unset to Jan 11, 2024 to Jan 9, 2025
- Discretionary RAUM · $2.2M to $35.8MJan 11, 2024 to Jan 9, 2025
- HNW RAUM · $30.3M to $33.3MJan 11, 2024 to Jan 9, 2025
- Individual RAUM · $2.2M to $2.4MJan 11, 2024 to Jan 9, 2025
- Non-discretionary RAUM · $30.3M to $0Jan 11, 2024 to Jan 9, 2025
- RAUM · $32.4M to $35.8MJan 11, 2024 to Jan 9, 2025
- Accounts · 35 to 34Jan 23, 2023 to Jan 11, 2024
- Individual clients · 12 to 11Jan 23, 2023 to Jan 11, 2024
- Discretionary RAUM · $26.5M to $2.2MJan 23, 2023 to Jan 11, 2024
- HNW RAUM · $24.5M to $30.3MJan 23, 2023 to Jan 11, 2024
- Individual RAUM · $1.9M to $2.2MJan 23, 2023 to Jan 11, 2024
- Non-discretionary RAUM · $0 to $30.3MJan 23, 2023 to Jan 11, 2024
- RAUM · $26.5M to $32.4MJan 23, 2023 to Jan 11, 2024
- Accounts · 33 to 35Jan 4, 2022 to Jan 23, 2023
- Individual clients · 10 to 12Jan 4, 2022 to Jan 23, 2023
- Discretionary RAUM · $27.1M to $26.5MJan 4, 2022 to Jan 23, 2023
- HNW RAUM · $25.3M to $24.5MJan 4, 2022 to Jan 23, 2023
- Individual RAUM · $1.8M to $1.9MJan 4, 2022 to Jan 23, 2023
- RAUM · $27.1M to $26.5MJan 4, 2022 to Jan 23, 2023
- Accounts · 32 to 33Feb 8, 2021 to Jan 4, 2022
- HNW clients · 22 to 23Feb 8, 2021 to Jan 4, 2022
- Discretionary RAUM · $25.0M to $27.1MFeb 8, 2021 to Jan 4, 2022
- HNW RAUM · $23.3M to $25.3MFeb 8, 2021 to Jan 4, 2022
- Individual RAUM · $1.7M to $1.8MFeb 8, 2021 to Jan 4, 2022
- RAUM · $25.0M to $27.1MFeb 8, 2021 to Jan 4, 2022
- Discretionary RAUM · $23.6M to $25.0MJan 4, 2021 to Feb 8, 2021
- HNW RAUM · $21.9M to $23.3MJan 4, 2021 to Feb 8, 2021
- Individual RAUM · $1.6M to $1.7MJan 4, 2021 to Feb 8, 2021
- RAUM · $23.6M to $25.0MJan 4, 2021 to Feb 8, 2021
- HNW clients · 21 to 22Oct 27, 2020 to Jan 4, 2021
Signals
1 dated events
- ••• LockedSep 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jan 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026