DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••••• A•••••••• I•••
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | Bd affiliated wealth | Jul 3, 2025 | n/a | yes | PLANO, TX | Current employment |
| S•••••• W••••• M••••••••• L•• | Independent wealth | Jan 25, 2024 | Mar 26, 2025 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• W••••• M••••••••• L•• | V••••••• A•••••••• I••• | Mar 26, 2025 | Jul 3, 2025 | 99 | Firm change | RIA to ibd |
| U••• F•••••••• P••••••• S••••••• | S•••••• W••••• M••••••••• L•• | May 30, 2014 | Jan 25, 2024 |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Aug 9, 2010 | May 30, 2014 | no | SAN ANTONIO, TX | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Apr 9, 2007 | May 22, 2009 | no | MORRISVILLE, NC|Durham, NC | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Feb 10, 2003 | Oct 5, 2005 | no | ORLANDO, FL | Previous registration |
| 3,527 |
| Firm change after gap |
| Other |
| A••••• A•• P••••••• S••••••• | U••• F•••••••• P••••••• S••••••• | May 22, 2009 | Aug 9, 2010 | 444 | Firm change after gap | Other |
| C•••••• S••••• • C••• I••• | A••••• A•• P••••••• S••••••• | Oct 5, 2005 | Apr 9, 2007 | 551 | Firm change after gap | Other |