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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

SANDRA PATRICIA ANDERSON

Advisor at MORGAN STANLEY

CORAL SPRINGS, FL

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Search this name across graphsid dfx:ria:2e70a8e2-c01f-b553-307c-18f81429b9f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 9, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Mar 19, 2010
First registration: Jun 9, 1995
Dual registered: yes, broker-dealer
Other names: SANDRA PATRICIA SARMIENTO
IAPD individual key: 2621278

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 8, 2023	n/a	yes	CORAL SPRINGS, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 13, 2013	Sep 19, 2023	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 16, 2013	no	CORAL SPRINGS, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	CORAL SPRINGS, FL\|BOCA RATON, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 9, 1995	Apr 2, 2007	no	BOCA RATON, FL\|CORAL SPRINGS, FL\|CORAL SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Sep 19, 2023	Sep 8, 2023	-11	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Sep 16, 2013	Sep 13, 2013	-3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:FL:2023-09-19	Sep 19, 2023	Sep 8, 2023	BOCA RATON, FL	Firm change

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 16, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 13, 2013 to Sep 19, 2023factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 9, 1995 to Apr 2, 2007factForm ADV

Dated events

Occurred
Sep 19, 2023
Advisor changed firm
Sandra Patricia Anderson left Ubs Financial Services Inc. for Morgan Stanley (registered 2023-09-08)
Form ADVobserved 5 days ago