RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• P••••••• A•••••••
- M••••• S•••••• wirehouse currentsince Sep 8, 2023 · Coral Springs, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 13, 2013 to Sep 19, 2023 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 16, 2013 · Coral Springs, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Coral Springs, Fl
- M••••• S•••••• D• I••• unclassifiedJun 9, 1995 to Apr 2, 2007 · Boca Raton, Fl
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 19, 2023, registered Sep 8, 2023 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 16, 2013, registered Sep 13, 2013 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- S••••• P••••••• A••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2023-09-08)Sep 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address