DFX Intelligence

A•••••• R••••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

A•••••• R••••••••• D••••••

Advisor at G•••• I••••••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:2e75f4a6-fbe5-da9c-b4af-a881278c7e18

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Nov 8, 2024	n/a	yes	Westlake Village, CA\|SAN FRANCISCO, CA	Current employment
G•••• I••••••••• M••••••••• I•••	Independent wealth	May 1, 2006	n/a	yes	WESTLAKE VILLAGE, CA	Current employment

Relationships

Registered with (2)

→ F••••••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ G•••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2004 to Apr 8, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e75f4a6-fbe5-da9c-b4af-a881278c7e18
First observed: Apr 8, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.