DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUILD INVESTMENT MANAGEMENT, INC.

CRD 108390

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88ea457d-837b-7998-7c69-36d0cc98bf52

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 26, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $185MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $185M
Private client RAUM: $184MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $92.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 211
Individual clients: 28
High net worth clients: 60
SEC number: 801-56863
CRD: 108390
Filings on the tape: 23
First filed: Mar 29, 2012
Latest filed: Mar 26, 2026
Organised: Corporation, CA
Website: guildinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MONTAGUE NMI GUILD,JR.	n/a	WESTLAKE VILLAGE, CA	20	48	n/a	no
ANTHONY RUTHERFORD DANAHER	n/a	WESTLAKE VILLAGE, CA \| SAN FRANCISCO, CA \| Westlake Village, CA	20	36	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
METEORIC, L.P.	Hedge Fund	$4.0M	Mar 13, 2019	9	Mar 29, 2012	dropped	021-870435
ROSEBURY, L.P.	Hedge Fund	$2.7M	Mar 13, 2019	16	Mar 29, 2012	dropped	021-877388

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANAHER, ANTHONY, RUTHERFORD	PRESIDENT, CHIEF COMPLIANCE OFFICER	D	yes	07/1994	Mar 29, 2012	Dec 5, 2024
GUILD,JR., MONTAGUE, NMI	Founder	B	yes	01/1978	Mar 29, 2012	Dec 5, 2024
von Abele, Bronwyn, Ila Guild	VICE PRESIDENT	C	yes	10/2019	Jan 28, 2020	Dec 5, 2024
von Abele, Rudolph, Radama	EXECUTIVE VICE PRESIDENT	B	yes	02/2022	Jan 28, 2020	Dec 5, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$185M	$185M	4	3	0	n/a	n/a
2024	Mar 24, 2025	$152M	$152M	4	3	0	n/a	n/a
2023	Mar 26, 2024	$127M	$127M	5	3	0	n/a	n/a
2022	Mar 27, 2023	$122M	$122M	5	3	0	n/a	n/a
2021	Feb 28, 2022	$151M	$151M	5	3	0	n/a	n/a
2020	Mar 15, 2021	$142M	$142M	5	3	0	n/a	n/a
2019	Apr 13, 2020	$117M	$117M	5	3	0	n/a	n/a
2018	Mar 13, 2019	$133M	$133M	5	4	0	2	$6.7M
2017	Mar 27, 2018	$153M	$153M	5	4	0	2	$10.3M
2016	Mar 27, 2017	$160M	$160M	6	4	n/a	2	$14.7M
2015	Mar 29, 2016	$171M	$171M	6	4	n/a	2	$17.5M
2014	Mar 26, 2015	$161M	$161M	6	4	n/a	2	$25.4M
2013	Mar 27, 2014	$164M	$164M	6	4	n/a	2	$29.8M
2012	Mar 28, 2013	$143M	$143M	6	4	n/a	2	$29.8M
2011	Mar 29, 2012	$155M	$155M	n/a	n/a	n/a	2	$38.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$185M	$152M	21.9%	$122M	15.0%	4	4	0	0

Relationships

Registered with (2)

← MONTAGUE NMI GUILD,JR.Advisorregistration: current employment
May 1, 2006 to presentfactForm ADV
← ANTHONY RUTHERFORD DANAHERAdvisorregistration: previous registration
Apr 8, 2004 to Apr 8, 2004factForm ADV

Controls (4)

← GUILD,JR., MONTAGUE, NMIOwnerFOUNDER, ownership code B, individual
Mar 29, 2012 to Dec 5, 2024factForm ADV
← DANAHER, ANTHONY, RUTHERFORDOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 29, 2012 to Dec 5, 2024factForm ADV
← von Abele, Bronwyn, Ila GuildOwnerVICE PRESIDENT, ownership code C, individual
Jan 28, 2020 to Dec 5, 2024factForm ADV
← von Abele, Rudolph, RadamaOwnerEXECUTIVE VICE PRESIDENT, ownership code B, individual
Jan 28, 2020 to Dec 5, 2024factForm ADV

Advises (2)

→ METEORIC, L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 13, 2019factForm ADV
→ ROSEBURY, L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 13, 2019factForm ADV

Dated events

Occurred
Jan 28, 2020
Control person joined
Ila Guild Bronwyn Von Abele (Executive Vice President) appeared on Schedule A of Guild Investment Management, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 28, 2020
Control person joined
Radama Rudolph Von Abele (Senior Research Analyst) appeared on Schedule A of Guild Investment Management, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 28, 2020
Control person left
Tadao Timmie Shirata (Executive Vice President) no longer on Schedule A of Guild Investment Management, Inc. (listed 2019-03-13, absent 2020-01-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88ea457d-837b-7998-7c69-36d0cc98bf52
First observed: Mar 29, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUILD INVESTMENT MANAGEMENT, INC.

CRD 108390

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88ea457d-837b-7998-7c69-36d0cc98bf52

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MONTAGUE NMI GUILD,JR.

n/a

WESTLAKE VILLAGE, CA

n/a

ANTHONY RUTHERFORD DANAHER

n/a

WESTLAKE VILLAGE, CA | SAN FRANCISCO, CA | Westlake Village, CA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

METEORIC, L.P.

Hedge Fund

$4.0M

Mar 13, 2019

Mar 29, 2012

dropped

021-870435

ROSEBURY, L.P.

Hedge Fund

$2.7M

Mar 13, 2019

Mar 29, 2012

dropped

021-877388

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANAHER, ANTHONY, RUTHERFORD

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

07/1994

Mar 29, 2012

Dec 5, 2024

GUILD,JR., MONTAGUE, NMI

Founder

yes

01/1978

Mar 29, 2012

Dec 5, 2024

von Abele, Bronwyn, Ila Guild

VICE PRESIDENT

yes

10/2019

Jan 28, 2020

Dec 5, 2024

von Abele, Rudolph, Radama

EXECUTIVE VICE PRESIDENT

yes

02/2022

Jan 28, 2020

Dec 5, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$185M

n/a

2024

Mar 24, 2025

$152M

n/a

2023

Mar 26, 2024

$127M

n/a

2022

Mar 27, 2023

$122M

n/a

2021

Feb 28, 2022

$151M

n/a

2020

Mar 15, 2021

$142M

n/a

2019

Apr 13, 2020

$117M

n/a

2018

Mar 13, 2019

$133M

$6.7M

2017

Mar 27, 2018

$153M

$10.3M

2016

Mar 27, 2017

$160M

n/a

$14.7M

2015

Mar 29, 2016

$171M

n/a

$17.5M

2014

Mar 26, 2015

$161M

n/a

$25.4M

2013

Mar 27, 2014

$164M

n/a

$29.8M

2012

Mar 28, 2013

$143M

n/a

$29.8M

2011

Mar 29, 2012

$155M

n/a

$38.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$185M

$152M

21.9%

$122M

15.0%