DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

THE CERTIOR GROUP, LLC

CRD 285506

WILSON, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e7c4dd5-a586-c638-a29d-435f217a290f

Data as of Oct 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2017 to Oct 9, 2017
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2017-10-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-108527
CRD: 285506
Filings on the tape: 5
First filed: Mar 30, 2017
Latest filed: Oct 9, 2017
Organised: Limited Liability Company, Wyoming

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KANTOR, AVI, NO MIDDLE NAME	MANAGING MEMBER/CCO	E	yes	01/2017	Aug 2, 2017	Oct 9, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KANTOR FINANCIAL GROUP, LLC	n/a	Independent wealth	$452M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$0	$0	1	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$0	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Affiliated with (2)

→ CERTIOR FINANCIAL GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CERTIOR ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← KANTOR, AVI, NO MIDDLE NAMEOwnerMANAGING MEMBER/CCO, ownership code E, individual
Aug 2, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e7c4dd5-a586-c638-a29d-435f217a290f
First observed: Mar 30, 2017
Last observed: Oct 9, 2017 108 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE CERTIOR GROUP, LLC

CRD 285506

WILSON, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e7c4dd5-a586-c638-a29d-435f217a290f

Data as of Oct 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KANTOR, AVI, NO MIDDLE NAME

MANAGING MEMBER/CCO

yes

01/2017

Aug 2, 2017

Oct 9, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KANTOR FINANCIAL GROUP, LLC

n/a

Independent wealth

$452M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a