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Advisor at CAPITOL SECURITIES MANAGEMENT, INC.
Brookline, MA | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Aug 5, 2022 | n/a | yes | Boston, MA|Brookline, MA | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 24, 2021 | Mar 18, 2022 | no | BOSTON, MA|FLOOR, MA | Previous registration |
| WINSLOW, EVANS & CROCKER, INC. | Former SEC adviser | Sep 26, 2007 | Apr 13, 2021 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | CAPITOL SECURITIES MANAGEMENT, INC. | Mar 18, 2022 | Aug 5, 2022 | 140 | Firm change | Ibd to RIA |
| WINSLOW, EVANS & CROCKER, INC. | B. RILEY WEALTH ADVISORS, INC. | Apr 13, 2021 | Mar 24, 2021 | -20 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29686:115927:MA:2021-04-09 | Apr 13, 2021 | Mar 24, 2021 | BOSTON, MA | Firm change |