DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PRINCIPAL ASSET MANAGEMENT
Frisco, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT | Other adviser | Dec 20, 2021 | n/a | yes | Frisco, TX | Current employment |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Jan 5, 2010 | Oct 18, 2011 | no | PHILADELPHIA, PA | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Sep 20, 2007 | Dec 31, 2009 | no | PLANO, TX|NEWTOWN SQUARE, PA|PITTSFORD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | PRINCIPAL ASSET MANAGEMENT | Oct 18, 2011 | Dec 20, 2021 | 3,716 | Firm change after gap | Other |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Dec 31, 2009 | Jan 5, 2010 | 5 | Firm change | Other |