DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

CRD 152237

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff992ebe-af7e-21cc-9683-27c32f1c2b03

Data as of Jun 24, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 87
Dated events: 2
On other graphs: 0
Observed: Nov 9, 2011 to Jun 24, 2020
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-70846
CRD: 152237
Filings on the tape: 15
First filed: Nov 9, 2011
Latest filed: Jun 24, 2020
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONNOR, DAVID, FORRESTER	SENIOR VICE PRESIDENT/GENERAL COUNSEL/SECRETARY/TRUSTEE	Na	yes	06/2015	Jun 26, 2015	Jun 24, 2020
LYTLE, SHAWN, KEITH	CHIEF EXECUTIVE OFFICER, PRESIDENT/ TRUSTEE	Na	yes	06/2015	Jun 26, 2015	Jun 24, 2020
MACQUARIE AFFILIATED MANAGERS (USA) INC.	Parent	E	yes	01/2010	Nov 9, 2011	Jun 24, 2020
MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC.	Parent	E	yes	01/2010	Nov 9, 2011	Jun 24, 2020
MACQUARIE CORPORATE HOLDINGS PTY LIMITED	Parent	E	yes	02/2007	Jun 30, 2016	Jun 24, 2020
MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED	Parent	E	yes	04/2007	Jun 30, 2016	Jun 24, 2020
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	Parent	E	yes	02/2008	Jun 30, 2016	Jun 24, 2020
MACQUARIE FG HOLDINGS INC.	Parent	E	yes	03/2011	Nov 9, 2011	Jun 24, 2020
MACQUARIE FINANCIAL HOLDINGS PTY LIMITED	Parent	E	yes	11/2007	Jun 30, 2016	Jun 24, 2020
MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD	Parent	E	yes	07/2015	Jun 30, 2016	Jun 24, 2020
MACQUARIE GROUP LIMITED	Parent	E	yes	11/2007	Nov 9, 2011	Jun 24, 2020
MACQUARIE MANAGEMENT HOLDINGS, INC.	CORPORATE PARENT OF REGISTRANT	E	yes	03/2013	Mar 30, 2017	Jun 24, 2020
MURRAY, BRIAN, LAWRENCE	SVP/GLOBAL CHIEF COMPLIANCE OFFICER	Na	yes	09/2004	Nov 9, 2011	Jun 24, 2020
SALUS, RICHARD	SVP/GLOBAL HEAD OF FUND ADMINISTRATION	Na	yes	10/2009	Nov 9, 2011	Jun 24, 2020
BAKELY, PATRICIA, L	CHIEF FINANCIAL OFFICER	Na	no	08/2018	Jun 24, 2020	Jun 24, 2020
BUSCH, STEPHEN, JOSEPH	Trustee	Na	no	06/2016	Jun 24, 2020	Jun 24, 2020
CAPUZZI, MICHAEL, FRANCIS	U.S. CHIEF OPERATIONS OFFICER	Na	no	06/2018	Jun 24, 2020	Jun 24, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST	n/a	Asset manager	$144B	N	yes	n/a
DELAWARE DISTRIBUTORS, L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2020	Jun 24, 2020	n/a	n/a	0	0	n/a	n/a
2019	Jun 26, 2019	n/a	n/a	0	0	n/a	n/a
2018	Jun 27, 2018	n/a	n/a	0	0	n/a	n/a
2017	Jun 22, 2017	n/a	n/a	0	n/a	n/a	n/a
2016	Jun 30, 2016	n/a	n/a	6	n/a	n/a	n/a
2015	Jun 26, 2015	n/a	n/a	6	n/a	n/a	n/a
2014	Jun 3, 2014	n/a	n/a	6	n/a	n/a	n/a
2013	Jun 24, 2013	n/a	n/a	6	n/a	n/a	n/a
2012	Jun 29, 2012	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	n/a	n/a	0	0	0	0

Relationships

showing 80 of 87

Affiliated with (3)

→ NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered adviserother investment adviser, common control
factForm ADV
← FOUR CORNERS CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← DELAWARE INVESTMENTS ADVISORY SERVICESRegistered adviserother investment adviser, common control
factForm ADV

Owns (3)

← CAPUZZI, MICHAEL, FRANCISOwnerU.S. CHIEF OPERATIONS OFFICER, ownership code NA, individual
Jun 24, 2020 to presentfactForm ADV
← BUSCH, STEPHEN, JOSEPHOwnerTRUSTEE, ownership code NA, individual
Jun 24, 2020 to presentfactForm ADV
← BAKELY, PATRICIA, LOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 24, 2020 to presentfactForm ADV

Controls (13)

← SALUS, RICHARDOwnerSVP/GLOBAL HEAD OF FUND ADMINISTRATION, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← MURRAY, BRIAN, LAWRENCEOwnerSVP/GLOBAL CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← CONNOR, DAVID, FORRESTEROwnerSENIOR VICE PRESIDENT/GENERAL COUNSEL/SECRETARY/TRUSTEE, ownership code NA, individual
Jun 26, 2015 to presentfactForm ADV
← LYTLE, SHAWN, KEITHOwnerCHIEF EXECUTIVE OFFICER, PRESIDENT/ TRUSTEE, ownership code NA, individual
Jun 26, 2015 to presentfactForm ADV
← MACQUARIE AFFILIATED MANAGERS (USA) INC.OwnerPARENT, ownership code E, domestic entity
Nov 9, 2011 to presentfactForm ADV
← MACQUARIE CORPORATE HOLDINGS PTY LIMITEDOwnerPARENT, ownership code E, foreign entity
Jun 30, 2016 to presentfactForm ADV
← MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITEDOwnerPARENT, ownership code E, foreign entity
Jun 30, 2016 to presentfactForm ADV
← MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDOwnerPARENT, ownership code E, domestic entity
Jun 30, 2016 to presentfactForm ADV
← MACQUARIE FG HOLDINGS INC.OwnerPARENT, ownership code E, domestic entity
Nov 9, 2011 to presentfactForm ADV
← MACQUARIE FINANCIAL HOLDINGS PTY LIMITEDOwnerPARENT, ownership code E, foreign entity
Jun 30, 2016 to presentfactForm ADV
← MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTDOwnerPARENT, ownership code E, foreign entity
Jun 30, 2016 to presentfactForm ADV
← MACQUARIE GROUP LIMITEDOwnerPARENT, ownership code E, domestic entity
Nov 9, 2011 to presentfactForm ADV
← MACQUARIE MANAGEMENT HOLDINGS, INC.OwnerCORPORATE PARENT OF REGISTRANT, ownership code E, domestic entity
Mar 30, 2017 to presentfactForm ADV

Registered with (60)

← James W FoxAdvisorregistration: previous registration
May 14, 2019 to Apr 21, 2020factForm ADV
← Jamie L. WhiteAdvisorregistration: previous registration
Nov 15, 2012 to Apr 21, 2020factForm ADV
← TIMOTHY TODD KATUSHAAdvisorregistration: previous registration
Feb 1, 2012 to Apr 20, 2020factForm ADV
← JOHN C. OCONNELLAdvisorregistration: previous registration
Jan 19, 2010 to Apr 20, 2020factForm ADV
← John Robert LoganAdvisorregistration: previous registration
Jan 5, 2010 to Apr 20, 2020factForm ADV
← Dennis Alan MacDonaldAdvisorregistration: previous registration
Feb 1, 2012 to Apr 20, 2020factForm ADV
← ALAN SCOTT MARKFELDAdvisorregistration: previous registration
Sep 11, 2012 to Apr 20, 2020factForm ADV
← CHARLES JOHN PAVIOLITISAdvisorregistration: previous registration
Jul 13, 2010 to Apr 20, 2020factForm ADV
← MARCUS PAUL ANDERSONAdvisorregistration: previous registration
Jan 20, 2011 to Apr 20, 2020factForm ADV
← Michael C. SimonsAdvisorregistration: previous registration
Dec 11, 2014 to Apr 20, 2020factForm ADV
← Herb W ZimmermanAdvisorregistration: previous registration
Jan 13, 2010 to Apr 20, 2020factForm ADV
← DAVID JOSEPH FIORITAAdvisorregistration: previous registration
Jan 5, 2010 to Apr 20, 2020factForm ADV
← CHRISTIAN Joseph FAINOAdvisorregistration: previous registration
Jul 5, 2012 to Apr 20, 2020factForm ADV
← GREGREY JAMES THOMASAdvisorregistration: previous registration
Jan 5, 2010 to Apr 20, 2020factForm ADV
← BRENT Robert REGALDIAdvisorregistration: previous registration
Oct 27, 2011 to Apr 20, 2020factForm ADV
← Sarah E SchiavoniAdvisorregistration: previous registration
Jan 29, 2018 to Apr 20, 2020factForm ADV
← Joseph M. HurchikAdvisorregistration: previous registration
Apr 19, 2017 to Apr 20, 2020factForm ADV
← Alison B SimpsonAdvisorregistration: previous registration
Oct 29, 2018 to Apr 20, 2020factForm ADV
← Marc F DippolitoAdvisorregistration: previous registration
Jan 28, 2013 to Apr 20, 2020factForm ADV
← DAVID J CHORBAAdvisorregistration: previous registration
Jan 7, 2010 to Apr 20, 2020factForm ADV
← SAMUEL NICHOLAS GIORDANOAdvisorregistration: previous registration
Jan 5, 2010 to Apr 20, 2020factForm ADV
← AJ HELGERSONAdvisorregistration: previous registration
Jul 22, 2014 to Apr 20, 2020factForm ADV
← ANDREW FORD TOMSONAdvisorregistration: previous registration
Aug 27, 2012 to Apr 20, 2020factForm ADV
← Zachary A. PerAdvisorregistration: previous registration
Apr 24, 2013 to Apr 20, 2020factForm ADV
← DANIEL JAMES MAGILLAdvisorregistration: previous registration
Feb 26, 2016 to Apr 20, 2020factForm ADV
← Christopher C GarvinAdvisorregistration: previous registration
Jul 31, 2019 to Apr 20, 2020factForm ADV
← JAMES MURPHY BROWNAdvisorregistration: previous registration
Jan 28, 2013 to Apr 20, 2020factForm ADV
← John A DiGirolamoAdvisorregistration: previous registration
Nov 15, 2012 to Apr 20, 2020factForm ADV
← Bill F. RoachAdvisorregistration: previous registration
Nov 20, 2012 to Apr 20, 2020factForm ADV
← Milissa A HutchinsonAdvisorregistration: previous registration
Oct 14, 2015 to Apr 20, 2020factForm ADV
and 30 more

Dated events

Occurred
Jun 24, 2020
Control person left
Allen Roger Early (Executive Vice President/Head Of Fixed Income, Mim Americas) no longer on Schedule A of Delaware Capital Management Advisers, Inc (listed 2019-06-26, absent 2020-06-24)
Form ADVobserved 4 days ago
Occurred
Jun 24, 2020
Control person left
Bernardanthony Dominic Janssens (Evp Global Chief Operations Officer) no longer on Schedule A of Delaware Capital Management Advisers, Inc (listed 2019-06-26, absent 2020-06-24)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff992ebe-af7e-21cc-9683-27c32f1c2b03
First observed: Nov 9, 2011
Last observed: Jun 24, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

CRD 152237

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff992ebe-af7e-21cc-9683-27c32f1c2b03

Data as of Jun 24, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONNOR, DAVID, FORRESTER

SENIOR VICE PRESIDENT/GENERAL COUNSEL/SECRETARY/TRUSTEE

yes

06/2015

Jun 26, 2015

Jun 24, 2020

LYTLE, SHAWN, KEITH

CHIEF EXECUTIVE OFFICER, PRESIDENT/ TRUSTEE

yes

06/2015

Jun 26, 2015

Jun 24, 2020

MACQUARIE AFFILIATED MANAGERS (USA) INC.

Parent

yes

01/2010

Nov 9, 2011

Jun 24, 2020

MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC.

Parent

yes

01/2010

Nov 9, 2011

Jun 24, 2020

MACQUARIE CORPORATE HOLDINGS PTY LIMITED

Parent

yes

02/2007

Jun 30, 2016

Jun 24, 2020

MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED

Parent

yes

04/2007

Jun 30, 2016

Jun 24, 2020

MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED

Parent

yes

02/2008

Jun 30, 2016

Jun 24, 2020

MACQUARIE FG HOLDINGS INC.

Parent

yes

03/2011

Nov 9, 2011

Jun 24, 2020

MACQUARIE FINANCIAL HOLDINGS PTY LIMITED

Parent

yes

11/2007

Jun 30, 2016

Jun 24, 2020

MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD

Parent

yes

07/2015

Jun 30, 2016

Jun 24, 2020

MACQUARIE GROUP LIMITED

Parent

yes

11/2007

Nov 9, 2011

Jun 24, 2020

MACQUARIE MANAGEMENT HOLDINGS, INC.

CORPORATE PARENT OF REGISTRANT

yes

03/2013

Mar 30, 2017

Jun 24, 2020

MURRAY, BRIAN, LAWRENCE

SVP/GLOBAL CHIEF COMPLIANCE OFFICER

yes

09/2004

Nov 9, 2011

Jun 24, 2020

SALUS, RICHARD

SVP/GLOBAL HEAD OF FUND ADMINISTRATION

yes

10/2009

Nov 9, 2011

Jun 24, 2020

BAKELY, PATRICIA, L

CHIEF FINANCIAL OFFICER

08/2018

Jun 24, 2020

BUSCH, STEPHEN, JOSEPH

Trustee

06/2016

Jun 24, 2020

CAPUZZI, MICHAEL, FRANCIS

U.S. CHIEF OPERATIONS OFFICER

06/2018

Jun 24, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

n/a

Asset manager

$144B

yes

n/a

DELAWARE DISTRIBUTORS, L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jun 24, 2020

n/a

2019

Jun 26, 2019

n/a

2018

Jun 27, 2018

n/a

2017

Jun 22, 2017

n/a

2016

Jun 30, 2016

n/a

2015

Jun 26, 2015

n/a

2014

Jun 3, 2014

n/a

2013

Jun 24, 2013

n/a

2012

Jun 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a