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CRD 313914
SACKETS HARBOR, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JONATHAN MICHAEL BARTHOLOMEW | n/a | SACKETS HARBOR, NY | 5 | 23 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BARTHOLOMEW, JONATHAN, MICHAEL | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 03/2021 | May 5, 2021 | Oct 20, 2021 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Syracuse | NY | United States | 1 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |