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RIA / WealthAdvisor23 years in industry

JONATHAN MICHAEL BARTHOLOMEW

Advisor at ROCK RIDGE WEALTH LLC

SACKETS HARBOR, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCK RIDGE WEALTH LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 28, 2002
First registration: Apr 2, 2009
Dual registered: no
Other names: JONATHAN MICHAEL BARTHOLOMEW|JONATHAN BARTHOLOMEW
IAPD individual key: 4586194

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCK RIDGE WEALTH LLC	Former SEC adviser	Jul 19, 2021	n/a	yes	SACKETS HARBOR, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 13, 2019	Jul 26, 2021	no	GOUVERNEUR, NY\|ADAMS, NY\|LOWVILLE, NY\|EVANS MILLS, NY\|WATERTOWN, NY\|WATERTOWN, NY\|WATERTOWN, NY\|CARTHAGE, NY\|CROGHAN, NY\|GOUVERNEUR, NY\|EVANS MILLS, NY\|CARTHAGE, NY\|CROGHAN, NY\|ADAMS, NY\|WATERTOWN, NY\|LOWVILLE, NY\|WATERTOWN, NY\|PENFIELD, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 19, 2014	Oct 10, 2019	no	SYRACUSE, NY\|SAN DIEGO, CA\|SYRACUSE, NY\|OSWEGO, NY\|SYRACUSE, NY\|MANLIUS, NY\|OSWEGO, NY\|OSWEGO, NY\|PULASKI, NY\|BREWERTON, NY\|FULTON, NY\|East Syracuse, NY\|North Syracuse, NY\|SHERRILL, NY\|TULLY, NY\|FAYETTEVILLE, NY\|ONEIDA, NY\|SYRACUSE, NY\|CAMILLUS, NY\|CORTLAND, NY\|SYRACUSE, NY\|SYRACUSE, NY\|NORTH SYRACUSE, NY\|CORTLAND, NY	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 18, 2012	Nov 14, 2014	no	WATERTOWN, NY\|CIERO, NY\|ALEXANDRIA BAY, NY\|LOWVILLE, NY\|WATERTOWN, NY\|ADAMS, NY\|WATERTOWN, NY\|OSWEGO, NY\|WATERTOWN, NY\|ALEXANDRIA BAY, NY\|AMHERST, NY\|LOWVILLE, NY\|FULTON, NY\|INTERLAKEN, NY\|OVID, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Apr 2, 2009	Jul 18, 2012	no	UTICA, NY\|MASSENA, NY\|SYRACUSE, NY\|DEWITT, NY\|SYRACUSE, NY\|TULLY, NY\|LOWVILLE, NY\|EVANS MILLS, NY\|ALEXANDRIA BAY, NY\|CARTHAGE, NY\|LOWVILLE, NY\|UTICA, NY\|ROME, NY\|WHITESBORO, NY\|DEWITT, NY\|ITHACA, NY\|ITHACA, NY\|ITHACA, NY\|WATERTOWN, NY\|ADAMS, NY\|WATERTOWN, NY\|EVANS MILLS, NY\|CARTHAGE, NY\|FULTON, NY\|OSWEGO, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ROCK RIDGE WEALTH LLC	Jul 26, 2021	Jul 19, 2021	-7	Firm change	Ibd to new firm
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Nov 14, 2014	Dec 19, 2014	35	Firm change	Other
HSBC SECURITIES (USA) INC.	INVEST FINANCIAL CORPORATION	Jul 18, 2012	Jul 18, 2012	0	Firm change	Other

Relationships

Registered with (4)

→ ROCK RIDGE WEALTH LLCRegistered adviserregistration: current employment
Jul 19, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 13, 2019 to Jul 26, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 18, 2012 to Nov 14, 2014factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Apr 2, 2009 to Jul 18, 2012factForm ADV

Dated events

No dated event names this entity yet.