J••• H•••• D•••

Advisor at J••• M••••• S••••••••• L••

Greenwich, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ec5668b-f3e0-b936-8856-8a99febe0801

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 16, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Dec 21, 2023	n/a	yes	Greenwich, CT	Current employment
C••••• A•••• M••••••••• L••	Mixed wealth	Jul 6, 2021	Aug 3, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••• M••••••••• L••	J••• M••••• S••••••••• L••	Aug 3, 2023	Dec 21, 2023	140	Firm change	RIA to wirehouse
I•••••• I••••••••• M••••••••• L••	C••••• A•••• M••••••••• L••	Jan 9, 2018	Jul 6, 2021

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to Feb 12, 2010factForm ADV
→ C••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 6, 2021 to Aug 3, 2023factForm ADV
→ I•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 15, 2015 to Jan 9, 2018factForm ADV
→ B• C• Z•••••• A•• C••••••

Dated events

Occurred
Aug 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ec5668b-f3e0-b936-8856-8a99febe0801
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.