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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FIDUCIARY ASSET MANAGEMENT LLC

CRD 107171

CLAYTON, MO

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Search this name across graphsid dfx:ria:90bcd0e0-5c9f-433b-ab9c-279457a9db3e

Data as of Mar 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Mar 6, 2015
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2BItem 5.F on the latest filing (2015-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Accounts: 108
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $72.8Mgross asset value as reported per fund; never fund size
Custody, client assets: $72.8M
SEC number: 801-46751
CRD: 107171
Filings on the tape: 10
First filed: Mar 29, 2012
Latest filed: Mar 6, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGELL, WILEY, D	CHIEF EXECUTIVE OFFICER, PRESIDENT	Na	yes	03/2009	Mar 29, 2012	Mar 6, 2015
ANGELL, WILEY, D	Trustee	E	yes	02/2013	Mar 29, 2012	Mar 6, 2015
BOYD, PATRICIA, LOUISE	CHIEF FINANCIAL OFFICER	A	yes	03/2011	May 29, 2013	Mar 6, 2015
BROWN, PAMELA, MARIE	CHIEF COMPLIANCE OFFICER	A	yes	03/2012	Mar 29, 2012	Mar 6, 2015
ENGLE, THOMAS, LEE	SENIOR VICE PRESIDENT, SENIOR PORFOLIO MANAGER	B	yes	08/2011	Mar 25, 2014	Mar 6, 2015
HUGHES, SEAN, C	VICE PRESIDENT, PORTFOLIO MANAGER	B	yes	04/2013	Mar 25, 2014	Mar 6, 2015
WALBRANDT, CHARLES, DAVID	Chairman	Na	yes	03/2009	Mar 29, 2012	Mar 6, 2015
WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013	Member	D	yes	02/2013	May 29, 2013	Mar 6, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 6, 2015	$2.2B	$2.2B	9	6	n/a	1	$72.8M
2013	Mar 25, 2014	$3.2B	$3.2B	10	6	n/a	1	$74.2M
2012	Jan 25, 2013	$3.7B	$3.7B	10	6	n/a	1	$65.9M
2011	Mar 29, 2012	$3.7B	$3.7B	n/a	n/a	n/a	1	$73.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$2.2B	$3.2B	-30.9%	$3.7B	-16.1%	9	10	n/a	n/a

Relationships

Controls (7)

← BROWN, PAMELA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← WALBRANDT, CHARLES, DAVIDOwnerCHAIRMAN, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← ANGELL, WILEY, DOwnerTRUSTEE, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← BOYD, PATRICIA, LOUISEOwnerCHIEF FINANCIAL OFFICER, ownership code A, individual
May 29, 2013 to presentfactForm ADV
← ENGLE, THOMAS, LEEOwnerSENIOR VICE PRESIDENT, SENIOR PORFOLIO MANAGER, ownership code B, individual
Mar 25, 2014 to presentfactForm ADV
← HUGHES, SEAN, COwnerVICE PRESIDENT, PORTFOLIO MANAGER, ownership code B, individual
Mar 25, 2014 to presentfactForm ADV
← WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013OwnerMEMBER, ownership code D, domestic entity
May 29, 2013 to presentfactForm ADV

Registered with (10)

← Maureen W DeckerAdvisorregistration: previous registration
Dec 22, 2009 to Nov 5, 2013factForm ADV
← DAVID MICHAEL JENSENAdvisorregistration: previous registration
Sep 6, 2010 to Apr 5, 2012factForm ADV
← GREGORY EUGENE HAGENAdvisorregistration: previous registration
Sep 2, 2010 to Apr 5, 2012factForm ADV
← Kent Alan RudisillAdvisorregistration: previous registration
Mar 25, 2010 to Apr 5, 2012factForm ADV
← NICHOLAS GREENE DENICKEAdvisorregistration: previous registration
Nov 15, 2010 to Apr 5, 2012factForm ADV
← MATTHEW JAMES THOMPSONAdvisorregistration: previous registration
Sep 6, 2010 to Apr 5, 2012factForm ADV
← PAUL MCMAHON KELLEYAdvisorregistration: previous registration
Mar 3, 2009 to Apr 5, 2012factForm ADV
← MICHELLE MURRAYAdvisorregistration: previous registration
Oct 21, 2010 to Apr 5, 2012factForm ADV
← BENJAMIN JAMES ARMSTRONGAdvisorregistration: previous registration
Jul 30, 2009 to Jan 5, 2012factForm ADV
← John Helme DunnAdvisorregistration: previous registration
Apr 20, 2010 to Jul 25, 2011factForm ADV

Dated events

Occurred
Apr 3, 2012
Succession filed (Item 4)
Fiduciary Asset Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90bcd0e0-5c9f-433b-ab9c-279457a9db3e
First observed: Mar 29, 2012
Last observed: Mar 6, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIDUCIARY ASSET MANAGEMENT LLC

CRD 107171

CLAYTON, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90bcd0e0-5c9f-433b-ab9c-279457a9db3e

Data as of Mar 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGELL, WILEY, D

CHIEF EXECUTIVE OFFICER, PRESIDENT

yes

03/2009

Mar 29, 2012

Mar 6, 2015

ANGELL, WILEY, D

Trustee

yes

02/2013

Mar 29, 2012

Mar 6, 2015

BOYD, PATRICIA, LOUISE

CHIEF FINANCIAL OFFICER

yes

03/2011

May 29, 2013

Mar 6, 2015

BROWN, PAMELA, MARIE

CHIEF COMPLIANCE OFFICER

yes

03/2012

Mar 29, 2012

Mar 6, 2015

ENGLE, THOMAS, LEE

SENIOR VICE PRESIDENT, SENIOR PORFOLIO MANAGER

yes

08/2011

Mar 25, 2014

Mar 6, 2015

HUGHES, SEAN, C

VICE PRESIDENT, PORTFOLIO MANAGER

yes

04/2013

Mar 25, 2014

Mar 6, 2015

WALBRANDT, CHARLES, DAVID

Chairman

yes

03/2009

Mar 29, 2012

Mar 6, 2015

WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013

Member

yes

02/2013

May 29, 2013

Mar 6, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 6, 2015

$2.2B

n/a

$72.8M

2013

Mar 25, 2014

$3.2B

n/a

$74.2M

2012

Jan 25, 2013

$3.7B

n/a

$65.9M

2011

Mar 29, 2012

$3.7B

n/a

$73.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$2.2B

$3.2B

-30.9%

$3.7B

-16.1%

n/a