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CRD 104951
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SEYMOUR WILLIAM ZISES | n/a | NEW YORK, NY | PALM BEACH, FL | 19 | 43 | n/a | no |
| DAVID RANDALL SCHAWEL | Chartered Financial Analyst | NEW YORK, NY | Cary, NC | 6 | 18 | 1 | no |
| GALIT GOLDSTEIN KURSMAN | n/a | NEW YORK, NY | 5 | 31 | n/a | no |
| JAN ERIC SUCIC | n/a | NEW YORK, NY | Old Greenwich, CT | 5 | 31 | n/a | no |
| CHRISTINA MANNA SERVIA | n/a | NEW YORK, NY | New York, NY | 5 | 21 | n/a | no |
| PHILIP THOMAS FRANK | n/a | NEW YORK, NY | Rockville Centre, NY | 5 | 15 | n/a | no |
| ALDO S TARANTINI | n/a | Cold Spring Harbor, NY | NEW YORK, NY | 5 | 13 | n/a | no |
| MICHAEL DANIEL KENNEY | n/a | St Augustine, FL | NEW YORK, NY | 5 | 25 | n/a | no |
| ANDREA LESLIE TESSLER | n/a | Briarcliff Manor, NY | NEW YORK, NY | 4 | 39 | n/a | no |
| CHARLES ADDISON HAYDEN | n/a | NEW YORK, NY | 1 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| FM FIFTH AVENUE FUND LTD | Hedge Fund | $84.8M | Apr 10, 2026 | 101 | Mar 30, 2012 | reported | 021-162270 |
| FM FIFTH AVENUE FUND, LP | Hedge Fund | $82.1M | Apr 10, 2026 | 88 | Mar 30, 2012 | reported | 021-162275 |
| FM MULTI-STRATEGY APPRECIATION FUND LP | Hedge Fund | $3.2M | Oct 14, 2016 | 54 | Mar 30, 2012 | dropped | 021-127471 |
| FM REAL ESTATE OPPORTUNITIES FUND II, LP | Real Estate Fund | $1.8M | Mar 30, 2017 | 16 | Mar 30, 2012 | dropped | 021-112349 |
| FM REAL ESTATE OPPORTUNITIES FUND, LP | Real Estate Fund | $1.5M | Dec 14, 2016 | 30 | Mar 30, 2012 | dropped | 021-90273 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOWEN, CHRISTOPHER, PHILLIPS THOMAS | CHIEF OPERATING OFFICER | Na | yes | 08/2025 | Apr 10, 2026 | Apr 10, 2026 |
| FAMILY MANAGEMENT HOLDING | Owner | E | yes | 07/2025 | Apr 10, 2026 | Apr 10, 2026 |
| FRANK, PHILIP, THOMAS | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | Na | yes | 03/2011 | Apr 10, 2026 | Apr 10, 2026 |
| SCHAWEL, DAVID, RANDALL | CHIEF INVESTMENT OFFICER | B | yes | 11/2017 | Apr 10, 2026 | Apr 10, 2026 |
| SUCIC, JAN, ERIC | MANAGING DIRECTOR | B | yes | 04/2018 | Apr 10, 2026 | Apr 10, 2026 |
| TARANTINI, ALDO, S | MANAGING DIRECTOR | A | yes | 07/2019 | Apr 10, 2026 | Apr 10, 2026 |
| TESSLER, ANDREA, LESLIE | MANAGING DIRECTOR | B | yes | 06/1988 | Apr 10, 2026 | Apr 10, 2026 |
| ZISES, SEYMOUR, WILLIAM | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | yes | 06/1988 | Apr 10, 2026 | Apr 10, 2026 |
| Greenberg, Monte, I. | Trustee | Na | no | 10/2023 | Dec 12, 2023 | Mar 29, 2024 |
| ZISES 2023 CHILDREN'S TRUST | Owner | B | no | 10/2023 | Dec 12, 2023 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FAMILY MANAGEMENT SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| FOREST HILL CAPITAL CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 10, 2026 | $5.3B | $5.2B | 23 | 23 | 2 | 2 | n/a |
| 2024 | Mar 27, 2025 | $4.4B | $4.3B | 20 | 20 | 2 | 2 | n/a |
| 2023 | Mar 29, 2024 | $3.6B | $3.5B | 21 | 21 | 2 | 2 | $127M |
| 2022 | Mar 31, 2023 | $3.2B | $3.1B | 20 | 20 | 2 | 2 | $115M |
| 2021 | Mar 31, 2022 | $3.1B | $3.1B | 19 | 19 | 2 | 2 | $160M |
| 2020 | Mar 30, 2021 | $2.6B | $2.6B | 19 | 19 | 2 | 2 | $152M |
| 2019 | Mar 30, 2020 | $2.1B | $2.0B | 16 | 16 | 0 | 2 | $127M |
| 2018 | Mar 29, 2019 | $1.8B | $1.7B | 16 | 6 | 0 | 2 | $125M |
| 2017 | Mar 29, 2018 | $1.8B | $1.7B | 16 | 6 | 0 | 2 | $121M |
| 2016 | Mar 30, 2017 | $1.7B | $1.6B | 15 | 9 | n/a | 3 | $124M |
| 2015 | Mar 31, 2016 | $1.4B | $1.3B | 19 | 8 | n/a | 5 | $127M |
| 2014 | Mar 31, 2015 | $1.3B | $1.2B | 16 | 9 | n/a | 5 | $121M |
| 2013 | Mar 31, 2014 | $1.3B | $1.1B | 14 | 9 | n/a | 5 | $116M |
| 2012 | Apr 1, 2013 | $1.2B | $1.1B | 13 | 9 | n/a | 5 | $105M |
| 2011 | Mar 30, 2012 | $1.1B | $981M | n/a | n/a | n/a | 5 | $104M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 10.0% | 0 | 1 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.3B | $4.4B | 20.6% | $3.2B | 19.0% | 23 | 20 | 2 | 2 |