DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Family Manage LLC
Latest filing Apr 10, 2026
First filing on the tape Mar 30, 2012 · 34 filings
SEC status approved since Mar 2, 1990
RAUM
$5.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
37%
$2.0B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$531M
derived; firm RAUM over IAPD count
Employees
23
23 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$5.3B as of Apr 10, 2026
Mar 30, 2012$1.1B then
HNW client RAUM$1.8B as of Apr 10, 2026
Mar 29, 2018$101M then
State-registered IARs (5.B.3)11 as of Apr 10, 2026
Apr 1, 20131 then
Employees (5.A)23 as of Apr 10, 2026
Apr 1, 201313 then
Private funds2 as of Apr 10, 2026
Mar 30, 20125 then
RAUM +21% over the last fiscal year+19% a year over threeIARs 10 to 11
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $531MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 59%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $165M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$3.1B59%
- High-net-worth individuals$1.8B34%
- Pooled investment vehicles$165M3.1%
- Individuals$152M2.9%
- Corporations and businesses$27.3M0.5%
- Charitable organizations$25.7M0.5%
- Individual clients
- 448reported
- HNW clients
- 280reported
- Pension plan clients
- 0reported
- Charitable clients
- 11reported
- Accounts
- 3,080reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $165M for 3 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.37 fund_share=0.03 institutional_share=0.59 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Seymour William Zises | New York, Ny | Mar 1, 2007 | 43 y | 0 |
| David Randall SchawelChartered Financial Analyst | New York, Ny | Jul 9, 2020 | 18 y | 1 |
| Christina Manna Servia | New York, Ny | Jul 26, 2021 | 21 y | 0 |
| Galit Goldstein Kursman | New York, Ny | Jul 26, 2021 | 31 y | 0 |
| Jan Eric Sucic | New York, Ny | Jul 26, 2021 | 31 y | 0 |
| Aldo S Tarantini | Cold Spring Harbor, Ny | Aug 5, 2021 | 13 y | 0 |
| Philip Thomas Frank | New York, Ny | Aug 5, 2021 | 15 y | 0 |
| Michael Daniel Kenney | St Augustine, Fl | Aug 20, 2021 | 25 y | 0 |
| Andrea Leslie Tessler | Briarcliff Manor, Ny | Nov 4, 2021 | 39 y | 0 |
| Charles Addison Hayden | New York, Ny | Jun 17, 2025 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
- Dennis Koleda to Stifel, Nicolaus & Company, IncorporatedSep 8, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Dennis Koleda from Janney Montgomery Scott LLCNov 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- David Randall Schawel from New River InvestmentsJul 9, 2020 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fm Fifth Avenue Fund Ltd | Hedge Fund | $84.8M | 101 | Mar 30, 2012 |
| Fm Fifth Avenue Fund, LP | Hedge Fund | $82.1M | 88 | Mar 30, 2012 |
| Fm Multi-Strategy Appreciation Fund LPno longer reported | Hedge Fund | $3.2M | 54 | Mar 30, 2012 |
| Fm Real Estate Opportunities Fund II, LPno longer reported | Real Estate Fund | $1.8M | 16 | Mar 30, 2012 |
| Fm Real Estate Opportunities Fund, LPno longer reported | Real Estate Fund | $1.5M | 30 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Phillips Thomas Christopher Bowen · Chief Operating Officercontrolsince 08/2025 · owns less than 5%
- Thomas Philip Frank · General Counsel & Chief Compliance Officercontrolsince 03/2011 · owns less than 5%
- Randall David Schawel · Chief Investment Officercontrolsince 11/2017 · owns 10% to 25%
- Eric Jan Sucic · Managing Directorcontrolsince 04/2018 · owns 10% to 25%
- S Aldo Tarantini · Managing Directorcontrolsince 07/2019 · owns 5% to 10%
- Leslie Andrea Tessler · Managing Directorcontrolsince 06/1988 · owns 10% to 25%
- William Seymour Zises · President & Chief Executive Officercontrolsince 06/1988 · owns 75% or more
- I. Monte Greenberg · Trusteesince 10/2023 · owns less than 5%
Entity owners
- Family Management Holding · Ownerdirect · owns 75% or more
- Zises 2023 Children'S Trust · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Family Management Securities, LLCbroker-dealern
- Forest Hill Capital Corporationreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 10 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 10, 2026BOWEN, CHRISTOPHER, PHILLIPS THOMAS (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-12-12 and 2026-04-10peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 3,166 to 3,080Dec 16, 2025 to Mar 31, 2026
- Advisory employees · 20 to 23Dec 16, 2025 to Mar 31, 2026
- Charity clients · 12 to 11Dec 16, 2025 to Mar 31, 2026
- HNW clients · 256 to 280Dec 16, 2025 to Mar 31, 2026
- Individual clients · 451 to 448Dec 16, 2025 to Mar 31, 2026
- Assets in custody · $143M to $165MDec 16, 2025 to Mar 31, 2026
- Employees · 20 to 23Dec 16, 2025 to Mar 31, 2026
- State-registered IARs · 10 to 11Dec 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.3B to $5.2BDec 16, 2025 to Mar 31, 2026
- HNW RAUM · $1.5B to $1.8BDec 16, 2025 to Mar 31, 2026
- Individual RAUM · $168M to $152MDec 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $71.7M to $75.6MDec 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $143M to $165MDec 16, 2025 to Mar 31, 2026
- RAUM · $4.4B to $5.3BDec 16, 2025 to Mar 31, 2026
- Succession · true to falseOct 31, 2025 to Dec 16, 2025
- Business name · FAMILY MANAGEMENT CORPORATION to FAMILY MANAGE LLCAug 14, 2025 to Oct 31, 2025
- Legal name · FAMILY MANAGEMENT CORPORATION to FAMILY MANAGE LLCAug 14, 2025 to Oct 31, 2025
- Organization form · Corporation to Limited Liability CompanyAug 14, 2025 to Oct 31, 2025
- Succession · false to trueAug 14, 2025 to Oct 31, 2025
- BD registered reps · 10 to 0Mar 27, 2025 to May 20, 2025
- Financial planning clients · More than 500 to More than 500Mar 27, 2025 to May 20, 2025
- Related broker-dealer · true to falseMar 27, 2025 to May 20, 2025
- Accounts · 2,911 to 3,166Mar 29, 2024 to Mar 27, 2025
- Advisory employees · 21 to 20Mar 29, 2024 to Mar 27, 2025
- Corporate clients · 15 to 18Mar 29, 2024 to Mar 27, 2025
- HNW clients · 277 to 256Mar 29, 2024 to Mar 27, 2025
- Individual clients · 419 to 451Mar 29, 2024 to Mar 27, 2025
- Assets in custody · $127M to $143MMar 29, 2024 to Mar 27, 2025
- Employees · 21 to 20Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.5B to $4.3BMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $1.5B to $1.5BMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $87.0M to $168MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $62.4M to $71.7MMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $127M to $143MMar 29, 2024 to Mar 27, 2025
- RAUM · $3.6B to $4.4BMar 29, 2024 to Mar 27, 2025
- Advisory employees · 20 to 21Dec 12, 2023 to Mar 29, 2024
- Accounts · 2,985 to 2,911Dec 12, 2023 to Mar 29, 2024
- Charity clients · 10 to 12Dec 12, 2023 to Mar 29, 2024
- Corporate clients · 10 to 15Dec 12, 2023 to Mar 29, 2024
- HNW clients · 263 to 277Dec 12, 2023 to Mar 29, 2024
Signals
9 dated events
- Dennis Koleda left Family Manage Llc for Stifel, Nicolaus & Company, Incorporated (registered 2026-09-08)Sep 8, 2026 · Advisor changed firm · fact
- Family Manage Llc reported succeeding to the business of Family Management Corporation (Form ADV Item 4)Oct 31, 2025 · Succession (Item 4) · fact
- Alan Neil Steiner (Trustee) no longer on Schedule A of Family Manage Llc (listed 2023-05-30, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Family Manage Llc reported RAUM $2.6B, up 28% from $2.1B (2020-07-09 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- S Aldo Tarantini (Director Of Operations) appeared on Schedule A of Family Manage LlcMar 30, 2021 · Control person joined · fact
- Coupar Gail Carmody (Chief Operating Officer) no longer on Schedule A of Family Manage Llc (listed 2019-04-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Eric Jan Sucic (Chief Client Services Officer) appeared on Schedule A of Family Manage LlcMar 29, 2019 · Control person joined · fact
- Randall David Schawel (Chief Investment Officer) appeared on Schedule A of Family Manage LlcMar 29, 2019 · Control person joined · fact
- Jonathan Horn (Senior Vice President) no longer on Schedule A of Family Manage Llc (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Family Management Corp · Family Officesshared crd · office
- Family Management Corporation · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FAMILY-MANAGEMENT-CORPORATIONreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ANDREATESSLER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-872-9600reportedpublic record, Form ADV, Apr 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $531Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Family Manage LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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