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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DANIEL SANTOS SANTIBANEZ

Advisor at WELLS FARGO ADVISORS

PHOENIX, AZ | SCOTTSDALE, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 22, 2004
First registration: Jan 30, 2004
Dual registered: yes, broker-dealer
Other names: DANIEL SANTOS SANTIBANEZ|DANIEL SANTOS SANTIBANEL|DANIEL SANTOS SANTIBANEZ|DANIEL S SANTIBANEZ
IAPD individual key: 4708810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 30, 2014	n/a	yes	PHOENIX, AZ\|SCOTTSDALE, AZ	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 10, 2014	no	AVONDALE, AZ\|PHOENIX, AZ\|AVONDALE, AZ\|AVONDALE, AZ	Previous registration
WADDELL & REED	Former SEC adviser	Jul 10, 2009	Jul 13, 2009	no	AUSTIN, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 9, 2009	Oct 1, 2012	no	GLENDALE, AZ\|PHOENIX, AZ\|GLENDALE, AZ\|PHOENIX, AZ\|GLENDALE, AZ\|AVONDALE, AZ\|AVONDALE, AZ\|PHOENIX, AZ\|AVONDALE, AZ\|AVONDALE, AZ\|GLENDALE, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 7, 2005	May 3, 2007	no	PHOENIX, AZ\|PHOENIX, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 30, 2004	Jul 8, 2005	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jun 10, 2014	May 30, 2014	-11	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	WADDELL & REED	Oct 1, 2012	Jul 10, 2009	-1,179	Firm change after gap	Other
WADDELL & REED	J.P. MORGAN SECURITIES LLC	Jul 13, 2009	Oct 1, 2012	1,176	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Jul 8, 2005	Dec 7, 2005	152	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 30, 2014 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 10, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 9, 2009 to Oct 1, 2012factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 10, 2009 to Jul 13, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 30, 2004 to Jul 8, 2005factForm ADV

Dated events

No dated event names this entity yet.