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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

SHAHRIAR MOSHREFNOORY

Advisor at WELLS FARGO ADVISORS

ROSEVILLE, CA | RENO, NV

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 1, 2015
First registration: Jun 11, 2015
Dual registered: yes, broker-dealer
Other names: SHAWN MOSHREFNOORY|SHAR MOSHREFNOORY|Shawn Moshrefnoory|Shar Moshrefnoory|Shahriar Moshrefnoory|Shahriar Moshrefnoory
IAPD individual key: 6421731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 17, 2021	n/a	yes	RENO, NV\|ROSEVILLE, CA	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 27, 2020	Aug 20, 2021	no	Reno, NV\|Roseville, CA\|Reno, NV	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 5, 2016	Nov 26, 2019	no	RENO, NV	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 11, 2015	Dec 2, 2015	no	RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	WELLS FARGO ADVISORS	Aug 20, 2021	Sep 17, 2021	28	Firm change	Ibd to wirehouse
TRANSAMERICA FINANCIAL ADVISORS, LLC	PRINCIPAL SECURITIES, INC.	Nov 26, 2019	Jan 27, 2020	62	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRANSAMERICA FINANCIAL ADVISORS, LLC	Dec 2, 2015	Jul 5, 2016	216	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 17, 2021 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 27, 2020 to Aug 20, 2021factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 5, 2016 to Nov 26, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 11, 2015 to Dec 2, 2015factForm ADV

Dated events

No dated event names this entity yet.