DFX Intelligence

R•••••• W••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor14 years in industry

R•••••• W••••••• L••••••

Advisor at W••••• A••••••• S•••••••• L••

SHOREWOOD, IL | Lombard, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eda208d-23fb-31e7-c402-3880bb8cbb0d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• S•••••••• L••	Institutional manager	Jun 28, 2024	n/a	yes	Lombard, IL\|SHOREWOOD, IL	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Oct 17, 2023	Jul 5, 2024	no	SAN RAFAEL, CA\|Shorewood, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	W••••• A••••••• S•••••••• L••	Jul 5, 2024	Jun 28, 2024	-7	Bulk transfer	Other
G•••••••• F•••••••• G••••• L••	G••••• R••••••••• P••••••• L••	Sep 6, 2023	Oct 17, 2023

Relationships

Registered with (6)

→ W••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Oct 17, 2023 to Jul 5, 2024factForm ADV
→ G•••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jan 5, 2021 to Sep 6, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2eda208d-23fb-31e7-c402-3880bb8cbb0d
First observed: Mar 12, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.