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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GOLDSTONE FINANCIAL GROUP, LLC

CRD 222520

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f455036c-cd97-1e45-8ed8-4e3a85323604

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 10
On other graphs: 0
Observed: May 27, 2015 to Mar 31, 2026
66 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $62.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 43
Advisory employees: 13
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 4,448
Individual clients: 1,467
High net worth clients: 208
Custody, client assets: $213M
SEC number: 801-99350
CIK: 2040021
CRD: 222520
Filings on the tape: 66
First filed: May 27, 2015
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY PELLEGRINO	n/a	OAKBROOK TERRACE, IL \| Franklin, TN	11	22	1	no
BRIAN ROBERT KORIENEK	n/a	OAKBROOK TERRACE, IL \| Franklin, TN	10	13	1	no
JUSTIN JAKE REPPY	n/a	OAKBROOK TERRACE, IL	8	11	n/a	no
Joseph Davidson	n/a	OAKBROOK TERRACE, IL	4	16	1	no
Kamil BONIFACIUK	n/a	OAKBROOK TERRACE, IL	4	12	1	no
JESSICA B DEBOLD	Certified Financial Planner	OAKBROOK TERRACE, IL	3	19	4	no
Andrew Vivo Owen	n/a	OAKBROOK TERRACE, IL	2	17	n/a	no
Jared Rus	n/a	OAKBROOK TERRACE, IL	2	12	n/a	no
Galo Baca	n/a	OAKBROOK TERRACE, IL	1	11	2	no
MATTHEW RAYMON RICE	Chartered Financial Analyst	OAKBROOK TERRACE, IL \| HINSDALE, IL	1	28	n/a	no
JOSHUA MARC BEACHLER	Certified Financial Planner	OAKBROOK TERRACE, IL	0	10	2	no
SAMUEL JOSHUA GERRY	n/a	OAKBROOK TERRACE, IL	0	13	n/a	no
ANDREW NAPOLI	n/a	OAKBROOK TERRACE, IL	0	18	2	no
William Harris	n/a	OAKBROOK TERRACE, IL	0	10	n/a	no
William Gottfried	n/a	OAKBROOK TERRACE, IL	0	14	2	no
Frank Ian Moorman	n/a	OAKBROOK TERRACE, IL	0	12	n/a	no
JEREMY LAM	Certified Financial Planner	OAKBROOK TERRACE, IL	0	10	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEBOLD, JESSICA, B	President	Na	yes	08/2025	Mar 31, 2026	Mar 31, 2026
LAPOINTE, STEPHEN, MARTIN	CHIEF OPERATIONS OFFICER	Na	yes	12/2025	Mar 31, 2026	Mar 31, 2026
RICE, MATTHEW, RAYMON	CHIEF INVESTMENT OFFICER	Na	yes	10/2025	Mar 31, 2026	Mar 31, 2026
PELLEGRINO, ANTHONY	OWNER/MANAGING MEMBER	E	yes	11/2008	May 27, 2015	Dec 2, 2024
WEGLARZ, JEFFREY, STEVEN	CHIEF COMPLIANCE OFFICER	Na	yes	08/2018	Oct 16, 2018	Dec 2, 2024
KORIENEK, BRIAN, ROBERT	MINORITY OWNER	B	no	09/2022	Mar 31, 2026	Mar 31, 2026
Meiksins, Ian, Disbrow	CHIEF COMPLIANCE OFFICER	Na	no	11/2025	Mar 31, 2026	Mar 31, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAKE FOREST	IL	United States	3	no
Northbrook	IL	United States	3	no
ST. CHARLES	IL	United States	2	no
Franklin	Tn	United States	2	no
HOFFMAN ESTATES	IL	United States	1	no
ORLAND PARK	IL	United States	1	no
Cincinnati	Oh	United States	1	no
Cincinnati	Oh	United States	1	no
Dayton	Oh	United States	1	no
Brentwood	Tn	United States	1	no
Nashville	Tn	United States	1	no
Milwaukee	Wi	United States	1	no
Chicago	IL	United States	0	no
Chicago	IL	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.1B	$1.1B	43	13	16	n/a	n/a
2024	Mar 31, 2025	$798M	$798M	13	13	14	n/a	n/a
2023	Feb 2, 2024	$504M	$504M	9	9	7	n/a	n/a
2022	Mar 30, 2023	$376M	$376M	8	8	7	n/a	n/a
2021	Apr 1, 2022	$301M	$301M	8	8	5	n/a	n/a
2020	Mar 31, 2021	$198M	$198M	7	7	2	n/a	n/a
2019	Feb 3, 2020	$139M	$139M	6	6	2	n/a	n/a
2018	Jan 17, 2019	$94.0M	$94.0M	6	6	2	n/a	n/a
2017	Mar 26, 2018	$112M	$112M	3	3	3	n/a	n/a
2016	Feb 22, 2017	$130M	$130M	3	3	n/a	n/a	n/a
2015	May 6, 2016	$130M	$130M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	3	1	17.6%	2	1	0	8	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$798M	32.2%	$376M	41.1%	43	13	16	14

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BROOKSTONE CAPITAL MANAGEMENT LLC	2	Dec 31, 2015	May 10, 2016	WHEATON, IL	Team lift out	Other	1.3%

Relationships

Registered with (24)

← JEREMY LAMAdvisorregistration: current employment
Aug 2, 2026 to presentfactForm ADV
← Frank Ian MoormanAdvisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← William GottfriedAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← William HarrisAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← ANDREW NAPOLIAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← SAMUEL JOSHUA GERRYAdvisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← MATTHEW RAYMON RICEAdvisorregistration: current employment
Oct 24, 2025 to presentfactForm ADV
← JOSHUA MARC BEACHLERAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← Galo BacaAdvisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← Jared RusAdvisorregistration: current employment
Jul 10, 2024 to presentfactForm ADV
← Andrew Vivo OwenAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← JESSICA B DEBOLDAdvisorregistration: current employment
Aug 6, 2023 to presentfactForm ADV
← Kamil BONIFACIUKAdvisorregistration: current employment
Aug 25, 2022 to presentfactForm ADV
← Joseph DavidsonAdvisorregistration: current employment
Dec 1, 2021 to presentfactForm ADV
← JUSTIN JAKE REPPYAdvisorregistration: current employment
Jun 8, 2018 to presentfactForm ADV
← BRIAN ROBERT KORIENEKAdvisorregistration: current employment
May 10, 2016 to presentfactForm ADV
← ANTHONY PELLEGRINOAdvisorregistration: current employment
Aug 4, 2015 to presentfactForm ADV
← PHILLIP RYAN SHAWAdvisorregistration: previous registration
Dec 13, 2018 to Sep 11, 2026factForm ADV
← Ashlee Danette WaltonAdvisorregistration: previous registration
Mar 7, 2024 to Mar 13, 2026factForm ADV
← Johnathan IrionsAdvisorregistration: previous registration
Sep 4, 2025 to Jan 27, 2026factForm ADV
← Patrick PeckAdvisorregistration: previous registration
Feb 22, 2024 to Jul 8, 2025factForm ADV
← Clayton DixonAdvisorregistration: previous registration
Apr 4, 2024 to Jun 17, 2025factForm ADV
← Maxwell Addison RinnAdvisorregistration: previous registration
Jul 12, 2023 to Nov 18, 2024factForm ADV
← RICHARD WESTWOOD LOMBARDAdvisorregistration: previous registration
Jan 5, 2021 to Sep 6, 2023factForm ADV

Controls (2)

← WEGLARZ, JEFFREY, STEVENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 16, 2018 to Dec 2, 2024factForm ADV
← PELLEGRINO, ANTHONYOwnerOWNER/MANAGING MEMBER, ownership code E, individual
May 27, 2015 to Dec 2, 2024factForm ADV

Owns (1)

← KORIENEK, BRIAN, ROBERTOwnerMINORITY OWNER, ownership code B, individual
Oct 3, 2022 to Dec 2, 2024factForm ADV

Moved with (1)

← BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to May 10, 2016factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 11, 2026
Advisor changed firm
Phillip Ryan Shaw left Goldstone Financial Group, Llc for Rfg Advisory, Llc (registered 2026-08-14)
Form ADVobserved 5 days ago
Occurred
Mar 13, 2026
Advisor changed firm
Ashlee Danette Walton left Goldstone Financial Group, Llc for Oxford Financial Group, Ltd (registered 2026-04-16)
Form ADVobserved 5 days ago
Occurred
Jan 27, 2026
Advisor changed firm
Johnathan Irions left Goldstone Financial Group, Llc for Facet (registered 2026-04-29)
Form ADVobserved 5 days ago
Occurred
Jul 8, 2025
Advisor changed firm
Patrick Peck left Goldstone Financial Group, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-11-19)
Form ADVobserved 5 days ago
Occurred
Jun 17, 2025
Advisor changed firm
Clayton Dixon left Goldstone Financial Group, Llc for Morgan Stanley (registered 2025-07-16)
Form ADVobserved 5 days ago
Occurred
Nov 18, 2024
Advisor changed firm
Maxwell Addison Rinn left Goldstone Financial Group, Llc for Stride Investments, Llc (registered 2025-02-19)
Form ADVobserved 5 days ago
Occurred
Sep 6, 2023
Advisor changed firm
Richard Westwood Lombard left Goldstone Financial Group, Llc for Global Retirement Partners Llc (registered 2023-10-17)
Form ADVobserved 5 days ago
Occurred
Dec 10, 2019
Control person left
August Michael Pellegrino (Managing Member) no longer on Schedule A of Goldstone Financial Group, Llc (listed 2019-04-18, absent 2019-12-10)
Form ADVobserved 5 days ago
Occurred
May 27, 2015
First Form ADV filing
Goldstone Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
May 9, 2024
Goldstone Financial Group, Llc reported 14 offices beyond its principal office, up from 9 (2024-04-30 to 2024-05-09)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f455036c-cd97-1e45-8ed8-4e3a85323604
First observed: May 27, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOLDSTONE FINANCIAL GROUP, LLC

CRD 222520

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f455036c-cd97-1e45-8ed8-4e3a85323604

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY PELLEGRINO

n/a

OAKBROOK TERRACE, IL | Franklin, TN

BRIAN ROBERT KORIENEK

n/a

OAKBROOK TERRACE, IL | Franklin, TN

JUSTIN JAKE REPPY

n/a

OAKBROOK TERRACE, IL

n/a

Joseph Davidson

n/a

OAKBROOK TERRACE, IL

Kamil BONIFACIUK

n/a

OAKBROOK TERRACE, IL

JESSICA B DEBOLD

Certified Financial Planner

OAKBROOK TERRACE, IL

Andrew Vivo Owen

n/a

OAKBROOK TERRACE, IL

n/a

Jared Rus

n/a

OAKBROOK TERRACE, IL

n/a

Galo Baca

n/a

OAKBROOK TERRACE, IL

MATTHEW RAYMON RICE

Chartered Financial Analyst

OAKBROOK TERRACE, IL | HINSDALE, IL

n/a

JOSHUA MARC BEACHLER

Certified Financial Planner

OAKBROOK TERRACE, IL

SAMUEL JOSHUA GERRY

n/a

OAKBROOK TERRACE, IL

n/a

ANDREW NAPOLI

n/a

OAKBROOK TERRACE, IL

William Harris

n/a

OAKBROOK TERRACE, IL

n/a

William Gottfried

n/a

OAKBROOK TERRACE, IL

Frank Ian Moorman

n/a

OAKBROOK TERRACE, IL

n/a

JEREMY LAM

Certified Financial Planner

OAKBROOK TERRACE, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEBOLD, JESSICA, B

President

yes

08/2025

Mar 31, 2026

LAPOINTE, STEPHEN, MARTIN

CHIEF OPERATIONS OFFICER

yes

12/2025

Mar 31, 2026

RICE, MATTHEW, RAYMON

CHIEF INVESTMENT OFFICER

yes

10/2025

Mar 31, 2026

PELLEGRINO, ANTHONY

OWNER/MANAGING MEMBER

yes

11/2008

May 27, 2015

Dec 2, 2024

WEGLARZ, JEFFREY, STEVEN

CHIEF COMPLIANCE OFFICER

yes

08/2018

Oct 16, 2018

Dec 2, 2024

KORIENEK, BRIAN, ROBERT

MINORITY OWNER

09/2022

Mar 31, 2026

Meiksins, Ian, Disbrow

CHIEF COMPLIANCE OFFICER

11/2025

Mar 31, 2026

City

State

Country

Employees

Also broker-dealer

LAKE FOREST

United States

Northbrook

United States

ST. CHARLES

United States

Franklin

United States

HOFFMAN ESTATES

United States

ORLAND PARK

United States

Cincinnati

United States

Cincinnati

United States

Dayton

United States

Brentwood

United States

Nashville

United States

Milwaukee

United States

Chicago

United States

Chicago

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.1B

n/a

2024

Mar 31, 2025

$798M

n/a

2023

Feb 2, 2024

$504M

n/a

2022

Mar 30, 2023

$376M

n/a

2021

Apr 1, 2022

$301M

n/a

2020

Mar 31, 2021

$198M

n/a

2019

Feb 3, 2020

$139M

n/a

2018

Jan 17, 2019

$94.0M

n/a

2017

Mar 26, 2018

$112M

n/a

2016

Feb 22, 2017

$130M

n/a

2015

May 6, 2016

$130M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

17.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$798M

32.2%

$376M

41.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BROOKSTONE CAPITAL MANAGEMENT LLC

Dec 31, 2015

May 10, 2016

WHEATON, IL

Team lift out

Other

1.3%