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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

OVERLOOK INVESTMENTS LIMITED

CRD 137926

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eddec1c-f3d4-9e21-4038-d326eded4978

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 25, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $8.1BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-65982
CIK: 1569763
CRD: 137926
Filings on the tape: 21
First filed: Mar 29, 2012
Latest filed: Mar 25, 2026
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAWRENCE, DEE, MACLEOD	Trustee	F	yes	01/2003	Mar 29, 2012	Mar 25, 2024
LAWRENCE, DEE, MACLEOD	Director	Na	yes	12/1991	Mar 29, 2012	Mar 25, 2024
LAWRENCE, JR, RICHARD, HURD	Trustee	F	yes	06/2002	Mar 29, 2012	Mar 25, 2024
LAWRENCE, JR., RICHARD, HURD	Chairman	Na	yes	12/1991	Mar 29, 2012	Mar 25, 2024
LEUNG, HUNG PIU WILLIAM	Partner	Na	yes	01/2019	Mar 28, 2019	Mar 25, 2024
LEVEES UNLIMITED, LLC	Shareholder	C	yes	08/2019	Mar 26, 2020	Mar 25, 2024
LONERGAN, MICHAEL, JOHN	Director	Na	yes	10/2010	Mar 29, 2012	Mar 25, 2024
MORGAN, ALAN, HUGH	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Jun 20, 2018	Mar 25, 2024
OVERLOOK HOLDINGS LIMITED	Shareholder	E	yes	01/2012	Mar 29, 2012	Mar 25, 2024
SQUIRE, JAMES, ST. JOHN	CHIEF INVESTMENT OFFICER	Na	yes	01/2012	Mar 1, 2016	Mar 25, 2024
SQUIRE, JAMES, ST. JOHN	Shareholder	C	yes	01/2012	Mar 1, 2016	Mar 25, 2024
THE RICHARD H. LAWRENCE JR., SEPARATE PROPERTY TRUST U/T/A DATED JUNE 6, 2002	Shareholder	E	yes	08/2019	Mar 29, 2012	Mar 25, 2024
FOONG, LEON IE	Partner	Na	no	12/2017	Mar 20, 2017	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OVERLOOK INVESTMENTS L.P.	n/a	Asset manager	$8.1B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$8.1B	$8.1B	14	9	0	n/a	n/a
2024	Mar 28, 2025	$6.8B	$6.8B	13	9	0	n/a	n/a
2023	Mar 25, 2024	$6.3B	$6.3B	13	9	0	n/a	n/a
2022	Mar 31, 2023	$6.0B	$6.0B	12	8	0	n/a	n/a
2021	Mar 28, 2022	$7.2B	$7.2B	12	8	0	n/a	n/a
2020	Mar 17, 2021	$7.6B	$7.6B	12	8	0	n/a	n/a
2019	Mar 26, 2020	$6.1B	$6.1B	12	8	0	n/a	n/a
2018	Mar 28, 2019	$4.7B	$4.7B	12	8	0	n/a	n/a
2017	Mar 20, 2018	$6.1B	$6.1B	11	7	0	n/a	n/a
2016	Mar 20, 2017	$4.6B	$4.6B	10	6	n/a	n/a	n/a
2015	Mar 30, 2016	$3.7B	$3.7B	11	7	n/a	n/a	n/a
2014	Mar 16, 2015	$3.6B	$3.6B	8	5	n/a	n/a	n/a
2013	Mar 5, 2014	$3.4B	$3.4B	9	6	n/a	n/a	n/a
2012	Mar 19, 2013	$2.7B	$2.7B	8	5	n/a	n/a	n/a
2011	Mar 29, 2012	$1.9B	$1.9B	n/a	n/a	n/a	1	$1.9B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.1B	$6.8B	19.0%	$6.0B	10.6%	14	13	0	0

Relationships

Affiliated with (2)

→ OVERLOOK INVESTMENTS L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← OVERLOOK INVESTMENTS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV

Owns (1)

← FOONG, LEON IEOwnerPARTNER, ownership code NA, individual
Mar 20, 2017 to Mar 25, 2024factForm ADV

Controls (9)

← LAWRENCE, JR, RICHARD, HURDOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV
← LAWRENCE, DEE, MACLEODOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV
← LONERGAN, MICHAEL, JOHNOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV
← SQUIRE, JAMES, ST. JOHNOwnerSHAREHOLDER, ownership code C, individual
Mar 1, 2016 to Mar 25, 2024factForm ADV
← MORGAN, ALAN, HUGHOwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 20, 2018 to Mar 25, 2024factForm ADV
← LEUNG, HUNG PIU WILLIAMOwnerPARTNER, ownership code NA, individual
Mar 28, 2019 to Mar 25, 2024factForm ADV
← LEVEES UNLIMITED, LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 26, 2020 to Mar 25, 2024factForm ADV
← OVERLOOK HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2012 to Mar 25, 2024factForm ADV
← THE RICHARD H. LAWRENCE JR., SEPARATE PROPERTY TRUST U/T/A DATED JUNE 6, 2002OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 26, 2020
Regulatory AUM changed
Overlook Investments Limited reported RAUM $6.1B, up 30% from $4.7B (2019-03-28 to 2020-03-26)
Form ADVobserved 6 days ago
$1.4B
Occurred
Mar 28, 2019
Control person joined
Hung Piu Leung (Partner) appeared on Schedule A of Overlook Investments Limited
Form ADVobserved 6 days ago
Occurred
Mar 20, 2018
Regulatory AUM changed
Overlook Investments Limited reported RAUM $6.1B, up 35% from $4.6B (2017-11-23 to 2018-03-20)
Form ADVobserved 6 days ago
$1.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2eddec1c-f3d4-9e21-4038-d326eded4978
First observed: Mar 29, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OVERLOOK INVESTMENTS LIMITED

CRD 137926

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eddec1c-f3d4-9e21-4038-d326eded4978

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAWRENCE, DEE, MACLEOD

Trustee

yes

01/2003

Mar 29, 2012

Mar 25, 2024

LAWRENCE, DEE, MACLEOD

Director

yes

12/1991

Mar 29, 2012

Mar 25, 2024

LAWRENCE, JR, RICHARD, HURD

Trustee

yes

06/2002

Mar 29, 2012

Mar 25, 2024

LAWRENCE, JR., RICHARD, HURD

Chairman

yes

12/1991

Mar 29, 2012

Mar 25, 2024

LEUNG, HUNG PIU WILLIAM

Partner

yes

01/2019

Mar 28, 2019

Mar 25, 2024

LEVEES UNLIMITED, LLC

Shareholder

yes

08/2019

Mar 26, 2020

Mar 25, 2024

LONERGAN, MICHAEL, JOHN

Director

yes

10/2010

Mar 29, 2012

Mar 25, 2024

MORGAN, ALAN, HUGH

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

03/2018

Jun 20, 2018

Mar 25, 2024

OVERLOOK HOLDINGS LIMITED

Shareholder

yes

01/2012

Mar 29, 2012

Mar 25, 2024

SQUIRE, JAMES, ST. JOHN

CHIEF INVESTMENT OFFICER

yes

01/2012

Mar 1, 2016

Mar 25, 2024

SQUIRE, JAMES, ST. JOHN

Shareholder

yes

01/2012

Mar 1, 2016

Mar 25, 2024

THE RICHARD H. LAWRENCE JR., SEPARATE PROPERTY TRUST U/T/A DATED JUNE 6, 2002

Shareholder

yes

08/2019

Mar 29, 2012

Mar 25, 2024

FOONG, LEON IE

Partner

12/2017

Mar 20, 2017

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OVERLOOK INVESTMENTS L.P.

n/a

Asset manager

$8.1B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$8.1B

n/a

2024

Mar 28, 2025

$6.8B

n/a

2023

Mar 25, 2024

$6.3B

n/a

2022

Mar 31, 2023

$6.0B

n/a

2021

Mar 28, 2022

$7.2B

n/a

2020

Mar 17, 2021

$7.6B

n/a

2019

Mar 26, 2020

$6.1B

n/a

2018

Mar 28, 2019

$4.7B

n/a

2017

Mar 20, 2018

$6.1B

n/a

2016

Mar 20, 2017

$4.6B

n/a

2015

Mar 30, 2016

$3.7B

n/a

2014

Mar 16, 2015

$3.6B

n/a

2013

Mar 5, 2014

$3.4B

n/a

2012

Mar 19, 2013

$2.7B

n/a

2011

Mar 29, 2012

$1.9B

n/a

$1.9B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.1B

$6.8B

19.0%

$6.0B

10.6%