DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••• I••••••••• L••••••
Latest filing Mar 25, 2026
First filing on the tape Mar 29, 2012 · 21 filings
SEC status approved since Jan 27, 2006
RAUM
$8.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$8.1B as of Mar 25, 2026
Mar 29, 2012$1.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 29, 20120 then
Employees (5.A)14 as of Mar 25, 2026
Mar 19, 20138 then
Private funds: 1
RAUM +19% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••••• D••• M•••••• · Directorcontrolsince 12/1991 · owns less than 5%
- L•••••••• J••• R••••••• H••• · Chairmancontrolsince 12/1991 · owns less than 5%
- L••••• H••• P•• W•••••• · Partnercontrolsince 01/2019 · owns less than 5%
- L•••••••• M••••••• J••• · Directorcontrolsince 10/2010 · owns less than 5%
- M•••••• A•••• H••• · Chief Operating Officer And Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- S•••••• J••••• S•• J••• · Chief Investment Officercontrolsince 01/2012 · owns less than 5%
- L•••••••• D••• M•••••• · Trusteecontrolsince 01/2003 · owns F of The R•••••• H. L••••••• Jr., S••••••• P••••••• Trust U/T/A D•••• J••• 13, 2002
- L•••••••• J•• R••••••• H••• · Trusteecontrolsince 06/2002 · owns F of The R•••••• H. L••••••• Jr., S••••••• P••••••• Trust U/T/A D•••• J••• 13, 2002
- S•••••• J••••• S•• J••• · Shareholdercontrolsince 01/2012 · owns 25% to 50% of O••••••• H••••••• L••••••
- F••••• L••• I• · Partnersince 12/2017 · owns less than 5%
Entity owners
- O••••••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
- L••••• U••••••••• L•• · Shareholderindirect · owns 25% to 50% of O••••••• H••••••• L••••••
- T•• R•••••• H• L••••••• J••• S••••••• P••••••• T•••• U•••• D•••• J••• 6• 2••• · Shareholderindirect · owns 75% or more of L••••• U••••••••• L••
Related persons
Schedule D 7.A
- O••••••• I••••••••• L•••investment adviserbankpooled vehicle sponsornRAUM $8.1B
Advisers that list O••••••• I••••••••• L•••••• as a related person
- 137931 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 13 to 14Mar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $6.8B to $8.1BMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $6.8B to $8.1BMar 28, 2025 to Mar 25, 2026
- RAUM · $6.8B to $8.1BMar 28, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 25, 2024 to Mar 28, 2025
- HQ state · unset to Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $6.3B to $6.8BMar 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $6.3B to $6.8BMar 25, 2024 to Mar 28, 2025
- RAUM · $6.3B to $6.8BMar 25, 2024 to Mar 28, 2025
- Advisory employees · 8 to 9Jun 2, 2023 to Mar 25, 2024
- Employees · 12 to 13Jun 2, 2023 to Mar 25, 2024
- Discretionary RAUM · $6.0B to $6.3BJun 2, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $6.0B to $6.3BJun 2, 2023 to Mar 25, 2024
- RAUM · $6.0B to $6.3BJun 2, 2023 to Mar 25, 2024
- Discretionary RAUM · $7.2B to $6.0BMar 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $7.2B to $6.0BMar 28, 2022 to Mar 31, 2023
- RAUM · $7.2B to $6.0BMar 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.6B to $7.2BMay 27, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $7.6B to $7.2BMay 27, 2021 to Mar 28, 2022
- RAUM · $7.6B to $7.2BMay 27, 2021 to Mar 28, 2022
- Discretionary RAUM · $6.1B to $7.6BMar 26, 2020 to Mar 17, 2021
- Pooled vehicle RAUM · $6.1B to $7.6BMar 26, 2020 to Mar 17, 2021
- RAUM · $6.1B to $7.6BMar 26, 2020 to Mar 17, 2021
- Discretionary RAUM · $4.7B to $6.1BMar 28, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $4.7B to $6.1BMar 28, 2019 to Mar 26, 2020
- RAUM · $4.7B to $6.1BMar 28, 2019 to Mar 26, 2020
- Advisory employees · 7 to 8Jun 20, 2018 to Mar 28, 2019
- Employees · 11 to 12Jun 20, 2018 to Mar 28, 2019
- Financial planning clients · 1-10 to unsetJun 20, 2018 to Mar 28, 2019
- Organization form · Corporation to Other (specify)Jun 20, 2018 to Mar 28, 2019
- Discretionary RAUM · $6.1B to $4.7BJun 20, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $6.1B to $4.7BJun 20, 2018 to Mar 28, 2019
- RAUM · $6.1B to $4.7BJun 20, 2018 to Mar 28, 2019
- Advisory employees · 6 to 7Nov 23, 2017 to Mar 20, 2018
- Pooled vehicle clients · unset to 2.0Nov 23, 2017 to Mar 20, 2018
- Employees · 10 to 11Nov 23, 2017 to Mar 20, 2018
- Discretionary RAUM · $4.6B to $6.1BNov 23, 2017 to Mar 20, 2018
- Pooled vehicle RAUM · unset to 6144802000.0Nov 23, 2017 to Mar 20, 2018
- RAUM · $4.6B to $6.1BNov 23, 2017 to Mar 20, 2018
- Other offices · unset to 0.0Mar 20, 2017 to Nov 23, 2017
Signals
3 dated events
- O••••••• I••••••••• L•••••• reported RAUM $6.1B, up 30% from $4.7B (2019-03-28 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Hung Piu Leung (Partner) appeared on Schedule A of O••••••• I••••••••• L••••••Mar 28, 2019 · Control person joined · fact
- O••••••• I••••••••• L•••••• reported RAUM $6.1B, up 35% from $4.6B (2017-11-23 to 2018-03-20)Mar 20, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- O•••••••INV.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 852-2912-0805reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026