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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

WINSTON FAY NELSON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Dallas, TX

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Search this name across graphsid dfx:ria:2eeba6f5-d7e6-dca4-ff77-1de7b9725b1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 8, 2012
First registration: Jun 9, 2012
Dual registered: yes, broker-dealer
Other names: WINSTON NELSON|Winston Fay Nelson
IAPD individual key: 6013548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 3, 2023	n/a	yes	Dallas, TX\|Dallas, TX	Current employment
COMERICA SECURITIES	Former SEC adviser	Oct 6, 2017	Nov 3, 2023	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	Nov 22, 2013	Aug 15, 2017	no	DALLAS, TX\|FAIRPORT, NY\|DALLAS, TX	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jun 9, 2012	Nov 8, 2013	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMERICA SECURITIES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	RIA to ibd
MANNING & NAPIER ADVISORS, LLC	COMERICA SECURITIES	Aug 15, 2017	Oct 6, 2017	52	Firm change	Other
ALLIANCEBERNSTEIN L.P.	MANNING & NAPIER ADVISORS, LLC	Nov 8, 2013	Nov 22, 2013	14	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Oct 6, 2017 to Nov 3, 2023factForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 22, 2013 to Aug 15, 2017factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jun 9, 2012 to Nov 8, 2013factForm ADV

Dated events

No dated event names this entity yet.