DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DEE WILLIAM JAMES

Advisor at TFB ADVISORS, LLC

OVERLAND PARK, KS | Granbury, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eec0166-52ef-1c82-1464-c993123633da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TFB ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 9, 2002
First registration: Jul 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4525217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TFB ADVISORS, LLC	Independent wealth	Aug 2, 2022	n/a	yes	OVERLAND PARK, KS\|Granbury, TX	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Jun 30, 2023	no	GRANBURY, TX	Previous registration
CARILLON INVESTMENTS, INC.	n/a	Nov 23, 2005	Jun 30, 2006	no	MANHATTAN, KS\|MANHATTAN, KS	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 10, 2002	May 20, 2005	no	MANHATTAN, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	TFB ADVISORS, LLC	Jun 30, 2023	Aug 2, 2022	-332	Firm change after gap	Other
CARILLON INVESTMENTS, INC.	AMERITAS ADVISORY SERVICES, LLC	Jun 30, 2006	Nov 1, 2021	5,603	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	CARILLON INVESTMENTS, INC.	May 20, 2005	Nov 23, 2005	187	Firm change	Other

Relationships

Registered with (4)

→ TFB ADVISORS, LLCRegistered adviserregistration: current employment
Aug 2, 2022 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Jun 30, 2023factForm ADV
→ CARILLON INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 23, 2005 to Jun 30, 2006factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 10, 2002 to May 20, 2005factForm ADV

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
Dee William James left Ameritas Advisory Services, Llc for Tfb Advisors, Llc (registered 2022-08-02)
Form ADVobserved 5 days ago