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CRD 321870
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• C•••• M••• | n/a | OVERLAND PARK, KS | 4 | 35 | 1 | yes |
| J•••••• E•••• P•••••••• | n/a | West Chester Township, OH | OVERLAND PARK, KS | 4 | 20 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| P••••••••• J••••••• E•••• | President | Na | yes | 04/2022 | Jun 21, 2022 | Dec 16, 2024 |
| T••••• G•••••• L•• | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2023 | Mar 16, 2023 | Dec 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•• F•••••• B•••••••• I•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Lakewood | Co | United States | 1 | yes |
| PRAIRIE VILLAGE | Ks | United States | 1 | yes |
| Washington | Mo | United States | 1 | yes |
| Clovis | Nm | United States | 1 | yes |
| Stillwater | Ok | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 27, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 6 | -6 | 33.3% | 0 | 0 | 0 | 1 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $840M | $860M | -2.3% | $308M | 39.7% | 23 | 35 | 6 | 6 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W••••• E••••••••• A••••••• S•••••••• L•• | 5 | Mar 25, 2026 | Mar 2, 2026 | OVERLAND PARK, KS | Team lift out | RIA to ibd | 21.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••• A••••••• S•••••••• L•• | 16 | Jun 30, 2023 | Aug 10, 2022 | OVERLAND PARK, KS | Team lift out | Ibd to RIA | 3.2% |
| A••••••• A••••••• S•••••••• L•• | 2 | Jun 30, 2023 | Aug 10, 2022 |
| no |
| D•• W•••••• J•••• | n/a | OVERLAND PARK, KS | Granbury, TX | 4 | 24 | 3 | yes |
| B•••• K•••••• V••••••••• | n/a | OVERLAND PARK, KS | 4 | 18 | 1 | yes |
| G••••• L•• T•••• | n/a | OVERLAND PARK, KS | 4 | 11 | 1 | yes |
| R••••• A••• S••• | n/a | OVERLAND PARK, KS | 4 | 15 | 2 | no |
| D•••• B••••• W•••• | n/a | OVERLAND PARK, KS | 4 | 34 | 3 | no |
| C•••• M• H•••••• | Chartered Financial Analyst | OVERLAND PARK, KS | 4 | 25 | 3 | yes |
| W•••••• G•••• S•••• | n/a | OVERLAND PARK, KS | 4 | 31 | 3 | no |
| T••••• B•••• M••••••• | n/a | OVERLAND PARK, KS | Lakewood, CO | 4 | 16 | 1 | yes |
| V•••• S•••• W•••• | Certified Financial Planner | OVERLAND PARK, KS | 4 | 18 | 1 | yes |
| R•••• D•••• W•••• | Chartered Financial Consultant | OVERLAND PARK, KS | 4 | 48 | 2 | yes |
| R•• E••••• S•••• | Chartered Financial Consultant | OVERLAND PARK, KS | Stillwater, OK | 4 | 52 | 2 | no |
| J••••• N•••• W•••••••• | n/a | OVERLAND PARK, KS | 1 | 13 | 1 | yes |
| W•••••• K•••••• S•••• | n/a | OVERLAND PARK, KS | 1 | 12 | n/a | no |
| S••••• B•••• | n/a | OVERLAND PARK, KS | 1 | 11 | n/a | no |
| S••••• M••••• P••••••• | n/a | OVERLAND PARK, KS | 1 | 11 | n/a | no |
| j••••••• a••• r••••••• | n/a | OVERLAND PARK, KS | 0 | 35 | n/a | no |
| MANAGING MEMBER |
| D |
| yes |
| 04/2022 |
| Jun 21, 2022 |
| Dec 16, 2024 |
| B•••••• A•••• D• | Member | A | no | 04/2022 | Jun 21, 2022 | Dec 16, 2024 |
| D••••• D•••••• G••••• | Member | A | no | 04/2022 | Jun 21, 2022 | Dec 16, 2024 |
| G••••••• T••••••• J• | Member | B | no | 04/2022 | Jun 21, 2022 | Dec 16, 2024 |
| S•••••• P•••• J••••• | Member | B | no | 04/2022 | Jun 21, 2022 | Dec 16, 2024 |
| S••••• W••••••• G•••• | Member | B | no | 04/2022 | Jun 21, 2022 | Dec 16, 2024 |
| yes |
| n/a | n/a | n/a | 1 | yes |
| $840M |
| $840M |
| 23 |
| 19 |
| 6 |
| n/a |
| n/a |
| 2024 | Apr 25, 2025 | $860M | $860M | 35 | 31 | 6 | n/a | n/a |
| 2023 | Mar 28, 2024 | $721M | $719M | 24 | 23 | 6 | n/a | n/a |
| 2022 | Mar 16, 2023 | $308M | $308M | 23 | 23 | 5 | n/a | n/a |
| STILLWATER, OK |
| Team lift out |
| Ibd to RIA |
| 0.4% |