DFX Intelligence

M••••••• L•••• S•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M••••••• L•••• S•••• M••••

Advisor at I••••••• A••••••• S•••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:2eec851f-4276-839d-ae1c-0e2a54ba9090

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Jun 9, 2026	n/a	yes	MIAMI, FL	Current employment
V••••••••• I••• I•••	Former SEC adviser	Jun 7, 2022	Jun 4, 2026	no	MIAMI, FL\|Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••••• I••• I•••	I••••••• A••••••• S•••••••• L••	Jun 4, 2026	Jun 9, 2026	5	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ V••••••••• I••• I•••Registered adviserregistration: previous registration
Jun 7, 2022 to Jun 4, 2026factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2eec851f-4276-839d-ae1c-0e2a54ba9090
First observed: Jun 7, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.