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RIA / WealthAdvisorCertified Financial Planner12 years in industry

MORGAN JEWELENE PRUETT

Advisor at CORIENT

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eed5504-f682-b46a-35fd-5f99df0ce21f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 8, 2019
First registration: Apr 9, 2019
Dual registered: no
Other names: Morgan J Pruett
IAPD individual key: 6940719

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jun 16, 2026	n/a	yes	Chicago, IL	Current employment
VIVALDI CAPITAL MANAGEMENT LP	Former SEC adviser	Jun 5, 2025	Jun 17, 2026	no	CHICAGO, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Apr 21, 2025	no	CHICAGO, IL\|CHICAGO, IL\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 28, 2021	Mar 31, 2025	no	CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 9, 2019	Apr 10, 2021	no	Schaumburg, IL\|NORTHBROOK, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 9, 2019	Apr 10, 2021	no	Schaumburg, IL\|Northbrook, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIVALDI CAPITAL MANAGEMENT LP	Corient	Jun 17, 2026	Jun 16, 2026	-1	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	VIVALDI CAPITAL MANAGEMENT LP	Apr 21, 2025	Jun 5, 2025	45	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 10, 2021	Jun 28, 2021	79	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 10, 2021	Apr 9, 2019	-732	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
160150:319448:IL:2026-06-17	Jun 17, 2026	Jun 16, 2026	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ CORIENTRegistered adviserregistration: current employment
Jun 16, 2026 to presentfactForm ADV
→ VIVALDI CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Jun 5, 2025 to Jun 17, 2026factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Apr 21, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2021 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 9, 2019 to Apr 10, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 9, 2019 to Apr 10, 2021factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
Morgan Jewelene Pruett left Vivaldi Capital Management Lp for Corient (registered 2026-06-16)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Morgan Jewelene Pruett left Strategic Advisers Llc for Vivaldi Capital Management Lp (registered 2025-06-05)
Form ADVobserved 6 days ago