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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

DALE BUCKNER, INC.

CRD 116342

AMARILLO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2efbb6dc-1b55-ac07-9dfb-83d7def3644c

Data as of Apr 17, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Mar 31, 2017 to Apr 17, 2025
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $168MItem 5.F on the latest filing (2025-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $159M
Private client RAUM: $166MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 837
Individual clients: 553
High net worth clients: 44
SEC number: 801-110346
CRD: 116342
Filings on the tape: 17
First filed: Mar 31, 2017
Latest filed: Apr 17, 2025
Organised: Corporation, TX

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUCKNER, DALE, EDWARD	PRESIDENT/CCO/CHAIRMAN OF THE BOARD/SHAREHOLDER	E	yes	02/2006	Mar 31, 2017	Mar 27, 2024
HANSEN, BRETT, DEWAYNE	SENIOR VICE PRESIDENT	Na	yes	07/2018	Aug 1, 2018	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 17, 2025	$168M	$159M	3	2	0	n/a	n/a
2023	Mar 27, 2024	$159M	$150M	3	2	0	n/a	n/a
2022	Mar 29, 2023	$143M	$135M	3	2	0	n/a	n/a
2021	Mar 31, 2022	$150M	$138M	3	2	0	n/a	n/a
2020	Mar 31, 2021	$123M	$113M	2	2	0	n/a	n/a
2019	Mar 11, 2020	$119M	$106M	2	2	0	n/a	n/a
2018	Mar 8, 2019	$104M	$80.9M	1	1	1	n/a	n/a
2017	Feb 12, 2018	$115M	$68.4M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$168M	$159M	5.3%	$150M	3.8%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TCP ASSET MANAGEMENT, LLC	2	Mar 9, 2026	Jan 7, 2026	AMARILLO, TX	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (2)

← DALE EDWARD BUCKNERAdvisorregistration: previous registration
May 19, 2017 to Mar 9, 2026factForm ADV
← Teresa Ann RoopAdvisorregistration: previous registration
Apr 23, 2025 to Mar 9, 2026factForm ADV

Moved with (1)

→ TCP ASSET MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Mar 9, 2026 to Jan 7, 2026factForm ADV

Controls (2)

← HANSEN, BRETT, DEWAYNEOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Aug 1, 2018 to Mar 27, 2024factForm ADV
← BUCKNER, DALE, EDWARDOwnerPRESIDENT/CCO/CHAIRMAN OF THE BOARD/SHAREHOLDER, ownership code E, individual
Mar 31, 2017 to Mar 27, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 9, 2026
Team lift-out
2 advisors left Dale Buckner, Inc. (Amarillo, TX) for Tcp Asset Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 9, 2026
Advisor changed firm
Teresa Ann Roop left Dale Buckner, Inc. for Tcp Asset Management, Llc (registered 2026-01-07)
Form ADVobserved 5 days ago
Occurred
Mar 9, 2026
Advisor changed firm
Dale Edward Buckner left Dale Buckner, Inc. for Tcp Asset Management, Llc (registered 2026-01-07)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
First Form ADV filing
Dale Buckner, Inc. Dba Dale Buckner And Asset Planning Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Dale Buckner, Inc. no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $167.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2efbb6dc-1b55-ac07-9dfb-83d7def3644c
First observed: Mar 31, 2017
Last observed: Apr 17, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DALE BUCKNER, INC.

CRD 116342

AMARILLO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2efbb6dc-1b55-ac07-9dfb-83d7def3644c

Data as of Apr 17, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUCKNER, DALE, EDWARD

PRESIDENT/CCO/CHAIRMAN OF THE BOARD/SHAREHOLDER

yes

02/2006

Mar 31, 2017

Mar 27, 2024

HANSEN, BRETT, DEWAYNE

SENIOR VICE PRESIDENT

yes

07/2018

Aug 1, 2018

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 17, 2025

$168M

$159M

n/a

2023

Mar 27, 2024

$159M

$150M

n/a

2022

Mar 29, 2023

$143M

$135M

n/a

2021

Mar 31, 2022

$150M

$138M

n/a

2020

Mar 31, 2021

$123M

$113M

n/a

2019

Mar 11, 2020

$119M

$106M

n/a

2018

Mar 8, 2019

$104M

$80.9M

n/a

2017

Feb 12, 2018

$115M

$68.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$168M

$159M

5.3%

$150M

3.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TCP ASSET MANAGEMENT, LLC

Mar 9, 2026

Jan 7, 2026

AMARILLO, TX

Team lift out

RIA to RIA

100.0%