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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

TCP ASSET MANAGEMENT, LLC

CRD 286037

UPPER ARLINGTON, OH

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Search this name across graphsid dfx:ria:1bbf1abd-e888-01ed-6b8c-45daf379c051

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 11
On other graphs: 0
Observed: Dec 9, 2016 to Jul 27, 2026
106 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=28.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor: $47.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 43
Advisory employees: 21
Offices: 13Schedule D 1.F, beyond the principal office
Accounts: 5,021
Individual clients: 1,934
High net worth clients: 287
Custody, client assets: $27.3M
SEC number: 801-108836
CRD: 286037
Filings on the tape: 106
First filed: Dec 9, 2016
Latest filed: Jul 27, 2026
Organised: Limited Liability Company, OH
Website: tcpasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSHUA RICHARD ALLEN	Certified Financial Planner	UPPER ARLINGTON, OH	9	20	5	yes
JOHN MATTHEW RILEY	n/a	UPPER ARLINGTON, OH \| COLUMBUS, OH	9	32	3	yes
BRANDA RHAE ALLEN	n/a	UPPER ARLINGTON, OH	9	19	2	yes
ROBERT MICHAEL MITCHELL	n/a	Thompson Station, TN \| UPPER ARLINGTON, OH	9	21	2	yes
PHILLIP JOSEPH SUSI	n/a	UPPER ARLINGTON, OH	9	20	4	yes
MARY C SLANE	n/a	UPPER ARLINGTON, OH \| Dublin, OH	9	33	4	yes
DAVID BALDWIN MESKE	n/a	COLUMBUS, OH \| UPPER ARLINGTON, OH	9	26	2	yes
KRISTA SUSANNE KRAMER	n/a	Fort Wayne, IN \| UPPER ARLINGTON, OH	9	22	n/a	yes
PHILIP HUNTER BERVIG	n/a	Phoenix, AZ	8	16	2	yes
ALYSE NICOLE BREIDENBACH	n/a	COLUMBUS, OH \| UPPER ARLINGTON, OH	8	11	n/a	yes
DEREK JOSEPH KESIG	n/a	UPPER ARLINGTON, OH	6	27	2	yes
KLINTON KRIEGER	n/a	Cheyenne, WY \| UPPER ARLINGTON, OH	6	10	1	yes
Diron Tappin	n/a	Camdenton, MO \| UPPER ARLINGTON, OH \| Phoenix, AZ	5	24	4	yes
Benjamin G Randall	n/a	UPPER ARLINGTON, OH	4	10	2	yes
SCOTT JOSEPH THOMAS	Chartered Financial Analyst	UPPER ARLINGTON, OH	4	31	2	yes
ASHLEY BRIAN VARNER	n/a	Greensburg, PA	3	38	3	yes
JESSICA MARIE SIMMONS	Certified Financial Planner	UPPER ARLINGTON, OH \| BELLEFONTAINE, OH	2	15	2	yes
JULIANNE LORRAINE CALL	n/a	UPPER ARLINGTON, OH \| Phoenix, AZ	2	42	6	yes
JENNIFER LYNNE MIRANDA	n/a	Palm Springs, CA \| UPPER ARLINGTON, OH	2	20	n/a	yes
REBECCA EVE GOEBEL	n/a	UPPER ARLINGTON, OH \| Las Vegas, NV	2	33	2	yes
BRAD HENNEBERT	Certified Financial Planner	Weaterville, OH \| UPPER ARLINGTON, OH	2	23	n/a	yes
JOHN LEONARD RUTTER	n/a	Greensburg, PA \| UPPER ARLINGTON, OH	2	12	n/a	yes
DAKOTA RILEY VAN HORN	n/a	UPPER ARLINGTON, OH	0	10	n/a	yes
DALE EDWARD BUCKNER	Certified Financial Planner	Amarillo, TX \| UPPER ARLINGTON, OH	0	38	3	yes
Teresa Ann Roop	n/a	Amarillo, TX \| UPPER ARLINGTON, OH	0	13	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN, BRANDA, RHAE	CHIEF OPERATING OFFICER AND PARTNER	B	yes	03/2020	Mar 13, 2020	Nov 22, 2024
ALLEN, JOSHUA, RICHARD	CHIEF EXECUTIVE OFFICER AND PARTNER	C	yes	11/2016	Dec 9, 2016	Nov 22, 2024
SUSI, PHILLIP, JOSEPH	EXECUTIVE VICE PRESIDENT AND PARTNER	C	yes	11/2016	Dec 9, 2016	Nov 22, 2024
BERVIG, PHILIP, HUNTER	CHIEF INVESTMENT OFFICER AND PARTNER	C	no	03/2020	Mar 13, 2020	Nov 22, 2024
GOEBEL, REBECCA, EVE	CHIEF COMPLIANCE OFFICER	Na	no	11/2024	Oct 31, 2024	Nov 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PALM SPRINGS	CA	United States	3	yes
Columbus	Oh	United States	3	yes
Phoenix	Az	United States	2	yes
Bellefontaine	Oh	United States	1	yes
Westerville	Oh	United States	1	yes
Greensburg	Pa	United States	1	yes
Aiken	Sc	United States	1	yes
THOMPSON STATION	Tn	United States	1	yes
Cheyenne	Wy	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 13, 2026	$1.2B	$1.1B	43	21	13	n/a	n/a
2024	Apr 25, 2025	$822M	$781M	35	18	11	n/a	n/a
2023	Mar 14, 2024	$642M	$600M	33	17	9	n/a	n/a
2022	Mar 22, 2023	$470M	$430M	32	17	7	n/a	n/a
2021	Feb 23, 2022	$417M	$376M	26	17	7	n/a	n/a
2020	Feb 19, 2021	$317M	$300M	24	16	6	n/a	n/a
2019	Mar 24, 2020	$248M	$236M	14	14	4	n/a	n/a
2018	Mar 13, 2019	$192M	$131M	14	14	6	n/a	n/a
2017	Mar 27, 2018	$170M	$109M	12	12	6	n/a	n/a
2016	Apr 12, 2017	$97.6M	$97.6M	11	11	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$822M	43.9%	$470M	36.0%	43	35	13	11

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Dec 1, 2022	Nov 28, 2022	UPPER ARLINGTON, OH	Team lift out	RIA to RIA	10.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DALE BUCKNER, INC.	2	Mar 9, 2026	Jan 7, 2026	AMARILLO, TX	Team lift out	RIA to RIA	100.0%
TRENDENCY CAPITAL MANAGEMENT, LLC	7	Jan 13, 2017	Jan 20, 2017	COLUMBUS, OH	Firm absorbed	Other	87.5%

Relationships

Registered with (31)

← DALE EDWARD BUCKNERAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← Teresa Ann RoopAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← DAKOTA RILEY VAN HORNAdvisorregistration: current employment
Dec 10, 2025 to presentfactForm ADV
← JOHN LEONARD RUTTERAdvisorregistration: current employment
Aug 21, 2024 to presentfactForm ADV
← BRAD HENNEBERTAdvisorregistration: current employment
Aug 7, 2024 to presentfactForm ADV
← REBECCA EVE GOEBELAdvisorregistration: current employment
Jun 11, 2024 to presentfactForm ADV
← JENNIFER LYNNE MIRANDAAdvisorregistration: current employment
Apr 10, 2024 to presentfactForm ADV
← JULIANNE LORRAINE CALLAdvisorregistration: previous registration
Mar 25, 2020 to Feb 13, 2023factForm ADV
← JESSICA MARIE SIMMONSAdvisorregistration: current employment
Jan 22, 2024 to presentfactForm ADV
← ASHLEY BRIAN VARNERAdvisorregistration: current employment
Jan 31, 2023 to presentfactForm ADV
← SCOTT JOSEPH THOMASAdvisorregistration: current employment
May 6, 2022 to presentfactForm ADV
← Benjamin G RandallAdvisorregistration: current employment
Mar 15, 2022 to presentfactForm ADV
← Diron TappinAdvisorregistration: current employment
Sep 13, 2021 to presentfactForm ADV
← KLINTON KRIEGERAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← DEREK JOSEPH KESIGAdvisorregistration: current employment
Nov 1, 2019 to presentfactForm ADV
← ALYSE NICOLE BREIDENBACHAdvisorregistration: current employment
Jan 26, 2018 to presentfactForm ADV
← PHILIP HUNTER BERVIGAdvisorregistration: current employment
Dec 15, 2017 to presentfactForm ADV
← KRISTA SUSANNE KRAMERAdvisorregistration: current employment
Mar 14, 2017 to presentfactForm ADV
← MARY C SLANEAdvisorregistration: current employment
Jan 20, 2017 to presentfactForm ADV
← DAVID BALDWIN MESKEAdvisorregistration: current employment
Jan 20, 2017 to presentfactForm ADV
← JOHN MATTHEW RILEYAdvisorregistration: current employment
Jan 19, 2017 to presentfactForm ADV
← BRANDA RHAE ALLENAdvisorregistration: current employment
Jan 19, 2017 to presentfactForm ADV
← ROBERT MICHAEL MITCHELLAdvisorregistration: current employment
Jan 19, 2017 to presentfactForm ADV
← PHILLIP JOSEPH SUSIAdvisorregistration: current employment
Jan 19, 2017 to presentfactForm ADV
← JOSHUA RICHARD ALLENAdvisorregistration: current employment
Jan 13, 2017 to presentfactForm ADV
← Matthew Ryan McCleeseAdvisorregistration: previous registration
Oct 28, 2022 to Mar 8, 2024factForm ADV
← KERI ANNE HOLTONAdvisorregistration: previous registration
Jun 12, 2018 to Dec 1, 2022factForm ADV
← AARON SCOTT BIEDERSTEDTAdvisorregistration: previous registration
Oct 12, 2018 to Dec 1, 2022factForm ADV
← SUSAN H STACKAdvisorregistration: previous registration
Jan 19, 2017 to Nov 29, 2022factForm ADV
← Jedidiah Adarquah-YiadomAdvisorregistration: previous registration
May 28, 2018 to Nov 17, 2021factForm ADV
and 1 more

Moved with (2)

← DALE BUCKNER, INC.Registered adviser2 advisors, team lift out, same day
Mar 9, 2026 to Jan 7, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Dec 1, 2022 to Nov 28, 2022factForm ADV

Owns (2)

← GOEBEL, REBECCA, EVEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 31, 2024 to Nov 22, 2024factForm ADV
← BERVIG, PHILIP, HUNTEROwnerCHIEF INVESTMENT OFFICER AND PARTNER, ownership code C, individual
Mar 13, 2020 to Nov 22, 2024factForm ADV

Controls (3)

← ALLEN, BRANDA, RHAEOwnerCHIEF OPERATING OFFICER AND PARTNER, ownership code B, individual
Mar 13, 2020 to Nov 22, 2024factForm ADV
← ALLEN, JOSHUA, RICHARDOwnerCHIEF EXECUTIVE OFFICER AND PARTNER, ownership code C, individual
Dec 9, 2016 to Nov 22, 2024factForm ADV
← SUSI, PHILLIP, JOSEPHOwnerEXECUTIVE VICE PRESIDENT AND PARTNER, ownership code C, individual
Dec 9, 2016 to Nov 22, 2024factForm ADV

Dated events

Occurred
Mar 9, 2026
Team lift-out
2 advisors left Dale Buckner, Inc. (Amarillo, TX) for Tcp Asset Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 13, 2026
Regulatory AUM changed
Tcp Asset Management, Llc reported RAUM $1.2B, up 44% from $822.1M (2025-10-10 to 2026-02-13)
Form ADVobserved 4 days ago
$361M
Occurred
Feb 26, 2025
Regulatory AUM changed
Tcp Asset Management, Llc reported RAUM $822.1M, up 28% from $641.8M (2025-01-31 to 2025-02-26)
Form ADVobserved 4 days ago
$180M
Occurred
Mar 14, 2024
Regulatory AUM changed
Tcp Asset Management, Llc reported RAUM $641.8M, up 36% from $470.5M (2024-01-31 to 2024-03-14)
Form ADVobserved 4 days ago
$171M
Occurred
Mar 8, 2024
Advisor changed firm
Matthew Ryan Mccleese left Tcp Asset Management, Llc for Pnc Wealth Management (registered 2024-02-29)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2022
Team lift-out
2 advisors left Tcp Asset Management, LLC (Upper Arlington, OH) for LPL Financial LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 1, 2022
Advisor changed firm
Aaron Scott Biederstedt left Tcp Asset Management, Llc for Lpl Financial Llc (registered 2022-11-28)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2022
Advisor changed firm
Keri Anne Holton left Tcp Asset Management, Llc for Lpl Financial Llc (registered 2022-11-28)
Form ADVobserved 4 days ago
Occurred
Nov 29, 2022
Advisor changed firm
Susan H Stack left Tcp Asset Management, Llc for Lpl Financial Llc (registered 2022-11-23)
Form ADVobserved 4 days ago
Occurred
Feb 23, 2022
Regulatory AUM changed
Tcp Asset Management, Llc reported RAUM $416.7M, up 32% from $316.6M (2022-02-08 to 2022-02-23)
Form ADVobserved 4 days ago
$100M
Occurred
Dec 9, 2016
First Form ADV filing
Tcp Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bbf1abd-e888-01ed-6b8c-45daf379c051
First observed: Dec 9, 2016
Last observed: Jul 27, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TCP ASSET MANAGEMENT, LLC

CRD 286037

UPPER ARLINGTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bbf1abd-e888-01ed-6b8c-45daf379c051

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSHUA RICHARD ALLEN

Certified Financial Planner

UPPER ARLINGTON, OH

yes

JOHN MATTHEW RILEY

n/a

UPPER ARLINGTON, OH | COLUMBUS, OH

yes

BRANDA RHAE ALLEN

n/a

UPPER ARLINGTON, OH

yes

ROBERT MICHAEL MITCHELL

n/a

Thompson Station, TN | UPPER ARLINGTON, OH

yes

PHILLIP JOSEPH SUSI

n/a

UPPER ARLINGTON, OH

yes

MARY C SLANE

n/a

UPPER ARLINGTON, OH | Dublin, OH

yes

DAVID BALDWIN MESKE

n/a

COLUMBUS, OH | UPPER ARLINGTON, OH

yes

KRISTA SUSANNE KRAMER

n/a

Fort Wayne, IN | UPPER ARLINGTON, OH

n/a

yes

PHILIP HUNTER BERVIG

n/a

Phoenix, AZ

yes

ALYSE NICOLE BREIDENBACH

n/a

COLUMBUS, OH | UPPER ARLINGTON, OH

n/a

yes

DEREK JOSEPH KESIG

n/a

UPPER ARLINGTON, OH

yes

KLINTON KRIEGER

n/a

Cheyenne, WY | UPPER ARLINGTON, OH

yes

Diron Tappin

n/a

Camdenton, MO | UPPER ARLINGTON, OH | Phoenix, AZ

yes

Benjamin G Randall

n/a

UPPER ARLINGTON, OH

yes

SCOTT JOSEPH THOMAS

Chartered Financial Analyst

UPPER ARLINGTON, OH

yes

ASHLEY BRIAN VARNER

n/a

Greensburg, PA

yes

JESSICA MARIE SIMMONS

Certified Financial Planner

UPPER ARLINGTON, OH | BELLEFONTAINE, OH

yes

JULIANNE LORRAINE CALL

n/a

UPPER ARLINGTON, OH | Phoenix, AZ

yes

JENNIFER LYNNE MIRANDA

n/a

Palm Springs, CA | UPPER ARLINGTON, OH

n/a

yes

REBECCA EVE GOEBEL

n/a

UPPER ARLINGTON, OH | Las Vegas, NV

yes

BRAD HENNEBERT

Certified Financial Planner

Weaterville, OH | UPPER ARLINGTON, OH

n/a

yes

JOHN LEONARD RUTTER

n/a

Greensburg, PA | UPPER ARLINGTON, OH

n/a

yes

DAKOTA RILEY VAN HORN

n/a

UPPER ARLINGTON, OH

n/a

yes

DALE EDWARD BUCKNER

Certified Financial Planner

Amarillo, TX | UPPER ARLINGTON, OH

yes

Teresa Ann Roop

n/a

Amarillo, TX | UPPER ARLINGTON, OH

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN, BRANDA, RHAE

CHIEF OPERATING OFFICER AND PARTNER

yes

03/2020

Mar 13, 2020

Nov 22, 2024

ALLEN, JOSHUA, RICHARD

CHIEF EXECUTIVE OFFICER AND PARTNER

yes

11/2016

Dec 9, 2016

Nov 22, 2024

SUSI, PHILLIP, JOSEPH

EXECUTIVE VICE PRESIDENT AND PARTNER

yes

11/2016

Dec 9, 2016

Nov 22, 2024

BERVIG, PHILIP, HUNTER

CHIEF INVESTMENT OFFICER AND PARTNER

03/2020

Mar 13, 2020

Nov 22, 2024

GOEBEL, REBECCA, EVE

CHIEF COMPLIANCE OFFICER

11/2024

Oct 31, 2024

Nov 22, 2024

City

State

Country

Employees

Also broker-dealer

PALM SPRINGS

United States

yes

Columbus

United States

yes

Phoenix

United States

yes

Bellefontaine

United States

yes

Westerville

United States

yes

Greensburg

United States

yes

Aiken

United States

yes

THOMPSON STATION

United States

yes

Cheyenne

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 13, 2026

$1.2B

$1.1B

n/a

2024

Apr 25, 2025

$822M

$781M

n/a

2023

Mar 14, 2024

$642M

$600M

n/a

2022

Mar 22, 2023

$470M

$430M

n/a

2021

Feb 23, 2022

$417M

$376M

n/a

2020

Feb 19, 2021

$317M

$300M

n/a

2019

Mar 24, 2020

$248M

$236M

n/a

2018

Mar 13, 2019

$192M

$131M

n/a

2017

Mar 27, 2018

$170M

$109M

n/a

2016

Apr 12, 2017

$97.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$822M

43.9%

$470M

36.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Dec 1, 2022

Nov 28, 2022

UPPER ARLINGTON, OH

Team lift out

RIA to RIA

10.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DALE BUCKNER, INC.

Mar 9, 2026

Jan 7, 2026

AMARILLO, TX

Team lift out

RIA to RIA

100.0%

TRENDENCY CAPITAL MANAGEMENT, LLC

Jan 13, 2017

Jan 20, 2017

COLUMBUS, OH

Firm absorbed

Other

87.5%