DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DEMETER TACTICAL INVESTMENTS CORP.

CRD 329512

PROSPECT, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f04ccf0-2ef3-feef-b5d3-88199ddf3354

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2024 to Jul 15, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.23 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $265MItem 5.F on the latest filing (2026-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $265M
Private client RAUM: $205MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $88.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,079
Individual clients: 383
High net worth clients: 7
Private funds: 5Schedule D 7.B(1)
SEC number: 801-129609
CRD: 329512
Filings on the tape: 12
First filed: Jan 31, 2024
Latest filed: Jul 15, 2026
Organised: Corporation, DE
Website: demetertacticalinvestments.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY ALLAN SEXTON	n/a	LOUISVILLE, KY \| PROSPECT, KY	2	28	5	no
JONATHAN T BRADLEY	n/a	PROSPECT, KY \| QUEEN CREEK, AZ	1	11	2	no
Philip John Steele	n/a	Prospect , KY	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SEXTON, JEFFREY, ALLAN	CEO, CIO & CCO	E	yes	11/2021	Jan 31, 2024	Sep 25, 2024
MacGinnis, Lucy	Cfo	Na	no	09/2024	Sep 25, 2024	Sep 25, 2024
Steele, Philip, John	Cto	Na	no	09/2024	Sep 25, 2024	Sep 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a
JEFFREY SEXTON	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Indianapolis	In	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$265M	$265M	10	3	0	5	n/a
2024	Mar 30, 2025	$185M	$185M	7	3	2	5	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$265M	$185M	43.4%	n/a	n/a	10	7	0	2

Relationships

Registered with (3)

← Philip John SteeleAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← JONATHAN T BRADLEYAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← JEFFREY ALLAN SEXTONAdvisorregistration: current employment
Mar 7, 2024 to presentfactForm ADV

Controls (1)

← SEXTON, JEFFREY, ALLANOwnerCEO, CIO & CCO, ownership code E, individual
Jan 31, 2024 to Sep 25, 2024factForm ADV

Owns (2)

← MacGinnis, LucyOwnerCFO, ownership code NA, individual
Sep 25, 2024 to Sep 25, 2024factForm ADV
← Steele, Philip, JohnOwnerCTO, ownership code NA, individual
Sep 25, 2024 to Sep 25, 2024factForm ADV

Dated events

Occurred
Jan 31, 2024
First Form ADV filing
Demeter Tactical Investments Corp. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f04ccf0-2ef3-feef-b5d3-88199ddf3354
First observed: Jan 31, 2024
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEMETER TACTICAL INVESTMENTS CORP.

CRD 329512

PROSPECT, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f04ccf0-2ef3-feef-b5d3-88199ddf3354

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY ALLAN SEXTON

n/a

LOUISVILLE, KY | PROSPECT, KY

JONATHAN T BRADLEY

n/a

PROSPECT, KY | QUEEN CREEK, AZ

Philip John Steele

n/a

Prospect , KY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SEXTON, JEFFREY, ALLAN

CEO, CIO & CCO

yes

11/2021

Jan 31, 2024

Sep 25, 2024

MacGinnis, Lucy

Cfo

09/2024

Sep 25, 2024

Steele, Philip, John

Cto

09/2024

Sep 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JEFFREY SEXTON

n/a

yes

n/a

JEFFREY SEXTON

n/a

yes

n/a

JEFFREY SEXTON

n/a

yes

n/a

JEFFREY SEXTON

n/a

yes

n/a

JEFFREY SEXTON

n/a

yes

n/a

JEFFREY SEXTON

n/a

yes

n/a

JEFFREY SEXTON

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Indianapolis

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$265M

n/a

2024

Mar 30, 2025

$185M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$265M

$185M

43.4%

n/a