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Advisor at DEMETER TACTICAL INVESTMENTS CORP.
LOUISVILLE, KY | PROSPECT, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEMETER TACTICAL INVESTMENTS CORP. | Independent wealth | Mar 7, 2024 | n/a | yes | LOUISVILLE, KY|PROSPECT, KY | Current employment |
| ARSENAL INVESTMENT ADVISORS, LLC | n/a | Nov 13, 2009 | Jul 6, 2011 | no | LOUISVILLE, KY | Previous registration |
| ROXBURY CAPITAL MANAGEMENT LLC | Former SEC adviser | Jun 13, 2007 | Sep 16, 2009 | no | LOUISVILLE, KY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 7, 2007 | no | LOUISVILLE, KY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 24, 2003 | Apr 2, 2007 | no | LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 23, 1997 | Nov 3, 2003 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARSENAL INVESTMENT ADVISORS, LLC | DEMETER TACTICAL INVESTMENTS CORP. | Jul 6, 2011 | Mar 7, 2024 | 4,628 | Firm change after gap | Other |
| ROXBURY CAPITAL MANAGEMENT LLC | ARSENAL INVESTMENT ADVISORS, LLC | Sep 16, 2009 | Nov 13, 2009 | 58 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | ROXBURY CAPITAL MANAGEMENT LLC | Jun 7, 2007 | Jun 13, 2007 | 6 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Nov 3, 2003 | Oct 24, 2003 | -10 | Firm change | Other |