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Advisor at PLANROCK WEALTH STRATEGIES, LLC
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PLANROCK WEALTH STRATEGIES, LLC | Independent wealth | Jul 16, 2026 | n/a | yes | BRENTWOOD, TN | Current employment |
| COMPASS EFFICIENT MODEL PORTFOLIOS, LLC | Former SEC adviser | Mar 28, 2007 | May 12, 2015 | no | BRENTWOOD, TN | Previous registration |
| COMPASS EFFICIENT MODEL PORTFOLIOS, LLC | Former SEC adviser | May 19, 2003 | Dec 31, 2006 | no | BRENTWOOD, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 1, 1995 | Apr 11, 2003 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMPASS EFFICIENT MODEL PORTFOLIOS, LLC | PLANROCK WEALTH STRATEGIES, LLC | May 12, 2015 | Jul 16, 2026 | 4,083 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | COMPASS EFFICIENT MODEL PORTFOLIOS, LLC | Apr 11, 2003 | May 19, 2003 | 38 | Firm change | Other |