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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MONITOR GROUP, INC.

CRD 109589

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f2b65f7-1ebd-83ed-c54c-85974c6ae2e5

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 29, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $461MItem 5.F on the latest filing (2012-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $461M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 261
SEC number: 801-56697
CRD: 109589
Filings on the tape: 1
First filed: Mar 29, 2012
Latest filed: Mar 29, 2012
Organised: Corporation, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, UDELL, CALVIN	VP - PLANNING	Na	yes	10/2000	Mar 29, 2012	Mar 29, 2012
DANSEREAU-KAUTT, ELIZABETH, M.	Director	E	yes	05/1999	Mar 29, 2012	Mar 29, 2012
KAUTT, GLENN, GREGORY	PRESIDENT,CHAIRMAN, CHIEF COMPLIANCE OFFICER	E	yes	05/1999	Mar 29, 2012	Mar 29, 2012
DANSEREAU, DERRICK, JAMES	DIRECTOR OF OPERATIONS	Na	no	06/2004	Mar 29, 2012	Mar 29, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE MONITOR GROUP, LLC	n/a	Former SEC adviser	$461M	N	yes	n/a
TMG INVESTMENT ADVISORY COMPANY	n/a	Former SEC adviser	$6.9M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$461M	$461M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$461M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ TMG INVESTMENT ADVISORY COMPANYRegistered adviserother investment adviser, common control
factForm ADV
→ THE MONITOR GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TMG INVESTMENT ADVISORY COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← THE MONITOR GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← KAUTT, GLENN, GREGORYOwnerPRESIDENT,CHAIRMAN, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← BROWN, UDELL, CALVINOwnerVP - PLANNING, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DANSEREAU-KAUTT, ELIZABETH, M.OwnerDIRECTOR, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← DANSEREAU, DERRICK, JAMESOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (3)

← KRISTEN RITA LINDAHLAdvisorregistration: previous registration
May 15, 2009 to Aug 27, 2012factForm ADV
← STEVEN ANDREW STARNESAdvisorregistration: previous registration
Oct 25, 2006 to Jul 27, 2012factForm ADV
← KENNETH CORBETT ROBINSONAdvisorregistration: previous registration
Jan 14, 2000 to May 30, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f2b65f7-1ebd-83ed-c54c-85974c6ae2e5
First observed: Mar 29, 2012
Last observed: Mar 29, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MONITOR GROUP, INC.

CRD 109589

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f2b65f7-1ebd-83ed-c54c-85974c6ae2e5

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, UDELL, CALVIN

VP - PLANNING

yes

10/2000

Mar 29, 2012

DANSEREAU-KAUTT, ELIZABETH, M.

Director

yes

05/1999

Mar 29, 2012

KAUTT, GLENN, GREGORY

PRESIDENT,CHAIRMAN, CHIEF COMPLIANCE OFFICER

yes

05/1999

Mar 29, 2012

DANSEREAU, DERRICK, JAMES

DIRECTOR OF OPERATIONS

06/2004

Mar 29, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE MONITOR GROUP, LLC

n/a

Former SEC adviser

$461M

yes

n/a

TMG INVESTMENT ADVISORY COMPANY

n/a

Former SEC adviser

$6.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$461M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$461M

n/a